Q2 2026 13F · SEC CIK 1926596

Empirical Asset Management, LLC

Wealth managerFiled 2026-08-10 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $444.0M
Reported positions: 448
Top holdings a year, 3 yrs: +17.4%
Assets under management: $560.0M

Empirical Asset Management, LLC is a wealth manager that reported 448 positions worth $444.0M in its Q2 2026 13F, filed 2026-08-10. Its largest holdings were Apple Inc (AAPL, 4.7%), State Str Spdr S&p 500 ETF T (SPY, 2.6%), Nvidia Corporation (NVDA, 2.2%). A portfolio copying its top holdings returned 17.4% a year over the last 3 years, against 20.4% for the S&P 500.

Empirical Asset Management, LLC holdings largest 50 of 448 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Empirical Asset Management, LLC 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
AAPLApple Inc	4.7%	5.1%	71,730	-6.3%	$20.8M
SPYState Str Spdr S&p 500 ETF T	2.6%	3.3%	15,611	-18.4%	$11.7M
NVDANvidia Corporation	2.2%	1.8%	49,426	+27.0%	$9.9M
SGOLEtfs Gold Tr	2.0%	2.5%	231,691	+9.5%	$8.9M
IYWIshares Tr	1.8%	1.7%	32,446	-8.3%	$8.2M
MUMicron Technology Inc	1.6%	—	6,072	—	$7.0M
LLYEli Lilly & Co	1.3%	0.8%	4,661	+36.7%	$5.6M
SDCIUscf ETF Tr	1.2%	2.6%	206,224	-42.1%	$5.5M
GOOGLAlphabet Inc	1.2%	0.8%	14,815	+38.9%	$5.3M
AMZNAmazon Com Inc	1.0%	1.1%	18,878	-1.3%	$4.5M
MSFTMicrosoft Corp	1.0%	1.4%	11,857	-14.4%	$4.4M
JPMJpmorgan Chase & Co	1.0%	1.1%	13,153	-3.9%	$4.3M
RYTInvesco Exchange Traded Fd T	0.9%	0.8%	62,304	-9.2%	$4.0M
HDHome Depot Inc	0.9%	1.0%	11,293	-3.3%	$4.0M
ILSETF Opportunities Trust	0.9%	0.8%	202,430	+31.0%	$4.0M
CSCOCisco Sys Inc	0.9%	—	33,743	—	$4.0M
GOOGAlphabet Inc	0.9%	0.8%	11,031	+9.8%	$3.9M
SLVIshares Silver Tr	0.8%	1.8%	67,443	-31.0%	$3.6M
METAMeta Platforms Inc	0.8%	1.4%	6,013	-34.9%	$3.4M
GLDSpdr Gold Tr	0.7%	1.1%	8,318	-9.9%	$3.1M
ARMArm Holdings PLC	0.7%	—	8,380	—	$3.0M
XLRESelect Sector Spdr Tr	0.7%	0.6%	66,438	+15.6%	$2.9M
IVVIshares Tr	0.6%	0.7%	3,832	-10.9%	$2.9M
SETMSprott Fds Tr	0.6%	—	91,514	—	$2.9M
DELLDell Technologies Inc	0.6%	—	6,596	—	$2.8M
IWFIshares Tr	0.6%	0.6%	22,914	+313.4%	$2.8M
IWMIshares Tr	0.6%	0.6%	9,292	+1.2%	$2.8M
QQQInvesco Qqq Tr	0.6%	—	3,740	—	$2.8M
SPLGSpdr Series Trust	0.6%	—	31,231	—	$2.7M
CECOCeco Environmental Corp	0.6%	0.5%	30,025	+0.0%	$2.7M
QCOMQualcomm Inc	0.6%	0.5%	14,688	-8.3%	$2.7M
IGOVIshares International Treasury Bond ETF	0.6%	0.6%	65,230	+10.9%	$2.7M
IBBIshares Tr	0.6%	0.6%	13,997	+0.0%	$2.7M
AMDAdvanced Micro Devices Inc	0.6%	—	4,493	—	$2.6M
KLACKla Corp	0.6%	—	8,586	—	$2.6M
PWBInvesco Large Cap Growthetf	0.6%	0.5%	15,282	+3.4%	$2.6M
LRCXLam Research Corp	0.6%	—	5,743	—	$2.5M
FTCFirst Tr Exchange-Traded Alp	0.6%	0.5%	12,603	+4.6%	$2.4M
SCHRSchwab Strategic Tr	0.5%	0.6%	98,159	+12.2%	$2.4M
CTASimplify Exchange Traded Fun	0.5%	0.6%	92,415	+16.0%	$2.4M
AMATApplied Matls Inc	0.5%	—	3,285	—	$2.4M
AVGOBroadcom Inc	0.5%	—	6,248	—	$2.4M
PSLVSprott Physical	0.5%	—	122,100	—	$2.3M
COWGPacer Fds Tr	0.5%	0.5%	56,187	+9.1%	$2.3M
IYHIshares Tr	0.5%	0.6%	33,476	-5.6%	$2.2M
JNJJohnson & Johnson	0.5%	—	8,572	—	$2.2M
SMLFIshares Tr	0.5%	0.5%	24,056	+2.3%	$2.1M
WMTWalmart Inc	0.5%	0.7%	18,924	-11.0%	$2.1M
FNYFirst Tr Exchange-Traded Alp	0.5%	—	18,745	—	$2.1M
PGProcter & Gamble Co	0.5%	0.5%	13,999	-0.4%	$2.1M

What Empirical Asset Management, LLC bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +19.7% /yr; S&P 500 +20.1%
3 years: +17.4% /yr; S&P 500 +20.4%
5 years: +12.8% /yr; S&P 500 +16.8%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$444.0M	448
Q1 2026	$378.2M	395
Q4 2025	$354.5M	356
Q3 2025	$360.1M	368
Q2 2025	$323.4M	313
Q1 2025	$293.4M	301
Q4 2024	$301.7M	445
Q3 2024	$280.9M	308
Q2 2024	$265.8M	348
Q1 2024	$207.3M	275
Q4 2023	$122.6M	176
Q3 2023	$114.8M	166

Questions about Empirical Asset Management, LLC's portfolio

What stocks does Empirical Asset Management, LLC own?

Empirical Asset Management, LLC's latest 13F, for Q2 2026 and filed Aug 10, 2026, lists 448 positions worth $444.0M. The largest are Apple Inc (AAPL) at 4.7%, State Str Spdr S&p 500 ETF T (SPY) at 2.6%, Nvidia Corporation (NVDA) at 2.2%, Etfs Gold Tr (SGOL) at 2.0% and Ishares Tr (IYW) at 1.8%.

What did Empirical Asset Management, LLC buy last quarter?

In Q2 2026, Empirical Asset Management, LLC added Ishares Tr (IWF) (+313.4% shares), Alphabet Inc (GOOGL) (+38.9% shares) and Eli Lilly & Co (LLY) (+36.7% shares), compared with its Q1 2026 filing.

What did Empirical Asset Management, LLC sell last quarter?

In Q2 2026, Empirical Asset Management, LLC cut from its top 50 Exxon Mobil Corp (XOM), cut from its top 50 Chevron Corporation (CVX), cut from its top 50 Mcdonalds Corp (MCD), cut from its top 50 Merck & Co Inc (MRK), cut from its top 50 Ishares Tr (AGG), Uscf ETF Tr (SDCI) (-42.1% shares), Meta Platforms Inc (META) (-34.9% shares) and Ishares Silver Tr (SLV) (-31.0% shares), compared with its Q1 2026 filing.

How has Empirical Asset Management, LLC's portfolio performed?

A portfolio copying Empirical Asset Management, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +17.4% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +19.7% against +20.1%. Over 5 years: +12.8% a year against +16.8%.

When is Empirical Asset Management, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Empirical Asset Management, LLC's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Empirical Asset Management, LLC manage?

Empirical Asset Management, LLC reported $560.0M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $444.0M.