Q3 2026 13F · SEC CIK 1759545

DWM Financial Group, Inc.

Wealth managerFiled 2026-10-28 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $127.7M
Reported positions: 65
Holdings vs S&P 500, 3 yrs: —
Assets under management: $279.2M

DWM Financial Group, Inc. is a wealth manager that reported 65 positions worth $127.7M in its Q3 2026 13F, filed 2026-10-28. Its largest holdings were First Tr Exchng Traded Fd Vi (DMAR, 24.0%), John Hancock Exchange Traded (JHMM, 10.0%), American Centy ETF Tr (AVUV, 6.6%).

DWM Financial Group, Inc. holdings largest 50 of 65 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

DWM Financial Group, Inc. 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
DMARFirst Tr Exchng Traded Fd Vi	24.0%	26.1%	669,961	-4.6%	$30.6M
JHMMJohn Hancock Exchange Traded	10.0%	11.9%	179,134	-12.5%	$12.8M
AVUVAmerican Centy ETF Tr	6.6%	7.6%	71,477	-15.0%	$8.4M
IAUIshares Gold Tr	6.5%	13.0%	106,005	-41.0%	$8.3M
VGITVanguard Scottsdale Fds	5.6%	6.4%	126,570	+5.3%	$7.2M
BSCYInvesco Exch Trd Slf Idx Fd	5.2%	5.9%	337,776	+7.5%	$6.6M
PWRDTcw ETF Trust	4.4%	5.5%	53,747	-16.8%	$5.7M
FBNCFirst Bancorp N C	3.0%	1.8%	62,121	+56.7%	$3.8M
QQQInvesco Qqq Tr	2.8%	3.1%	4,908	-13.8%	$3.6M
BSCXInvesco Exch Trd Slf Idx Fd	2.6%	2.9%	165,563	+8.8%	$3.3M
SPLGSpdr Series Trust	2.1%	New	30,117	—	$2.7M
BSCWInvesco Exch Trd Slf Idx Fd	1.8%	2.0%	117,481	+7.9%	$2.3M
GDLCGrayscale Coindesk Crypto	1.5%	1.8%	51,353	+6.2%	$2.0M
QUSSpdr Series Trust	1.2%	New	7,895	—	$1.5M
AAPLApple Inc	1.2%	1.0%	4,456	+9.0%	$1.5M
XLSRSsga Active Tr	1.1%	New	20,475	—	$1.4M
IBITIshares Bitcoin Trust ETF	1.0%	1.3%	27,846	-8.5%	$1.3M
QEFASpdr Index Shs Fds	1.0%	New	12,475	—	$1.2M
NVDANvidia Corporation	0.8%	0.7%	4,630	+12.4%	$1.1M
VTIVanguard Index Fds	0.8%	0.8%	2,756	-2.2%	$1.0M
ALLWSsga Active Tr	0.8%	New	36,096	—	$1.0M
HYBLSsga Active Tr	0.8%	New	35,420	—	$977K
RLYSsga Active ETF Tr	0.7%	New	25,422	—	$920K
SPEMSpdr Index Shs Fds	0.7%	New	16,395	—	$849K
VTVVanguard Index Fds	0.7%	0.7%	3,909	+0.0%	$845K
TOTLSsga Active ETF Tr	0.6%	New	20,648	—	$773K
SPSMSpdr Series Trust	0.6%	New	14,456	—	$764K
46438R105Ishares Ethereum Tr	0.6%	0.7%	35,556	-3.6%	$715K
QEMMSpdr Index Shs Fds	0.6%	New	8,857	—	$711K
EMHCSpdr Series Trust	0.6%	New	29,541	—	$705K
PRIVSsga Active Tr	0.5%	New	26,325	—	$633K
SPDWSpdr Index Shs Fds	0.5%	New	12,156	—	$610K
SPTLSpdr Series Trust	0.5%	New	25,129	—	$599K
VGTVanguard World Fd	0.4%	0.4%	4,514	+701.8%	$567K
GLDSpdr Gold Tr	0.4%	0.3%	1,467	+93.0%	$559K
PATKPatrick Inds Inc	0.4%	0.9%	8,079	-10.2%	$548K
MSFTMicrosoft Corp	0.4%	0.4%	1,066	+26.3%	$547K
SLVIshares Silver Tr	0.4%	0.4%	9,108	+19.6%	$496K
SPLBSpdr Series Trust	0.4%	New	24,334	—	$496K
GWXSpdr Index Shs Fds	0.4%	New	10,167	—	$463K
EBNDSpdr Series Trust	0.4%	New	22,193	—	$457K
JUSTGoldman Sachs ETF Tr	0.4%	0.4%	4,190	-4.4%	$457K
ESGDiShares ESG Aware MSCI EAFE ETF	0.3%	0.3%	3,848	-0.7%	$397K
IAUMIshares Gold Trust Micro	0.3%	New	9,451	—	$391K
XLFSelect Sector Spdr Tr	0.3%	0.4%	7,302	-2.4%	$390K
SPYState Str Spdr S&p 500 ETF T	0.3%	New	482	—	$367K
AMZNAmazon Com Inc	0.3%	0.2%	1,328	+15.4%	$331K
PGProcter & Gamble Co	0.2%	0.3%	2,185	+7.0%	$317K
CBTJCalamos ETF Tr	0.2%	0.4%	15,313	-20.7%	$317K
EAGGIshares Tr	0.2%	0.2%	6,919	+26.2%	$313K

What DWM Financial Group, Inc. bought and sold in Q3 2026, against Q2 2026.

New positions

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: —
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$127.7M	65
Q2 2026	$112.2M	40
Q4 2020	$73.4M	17
Q3 2020	$64.0M	17
Q2 2020	$67.1M	19
Q1 2020	$45.5M	25
Q4 2019	$98.2M	31

Questions about DWM Financial Group, Inc.'s portfolio

What stocks does DWM Financial Group, Inc. own?

DWM Financial Group, Inc.'s latest 13F, for Q3 2026 and filed Oct 28, 2026, lists 65 positions worth $127.7M. The largest are First Tr Exchng Traded Fd Vi (DMAR) at 24.0%, John Hancock Exchange Traded (JHMM) at 10.0%, American Centy ETF Tr (AVUV) at 6.6%, Ishares Gold Tr (IAU) at 6.5% and Vanguard Scottsdale Fds (VGIT) at 5.6%.

What did DWM Financial Group, Inc. buy last quarter?

In Q3 2026, DWM Financial Group, Inc. added a new position in Spdr Series Trust (SPLG), a new position in Spdr Series Trust (QUS), a new position in Ssga Active Tr (XLSR), a new position in Spdr Index Shs Fds (QEFA), a new position in Ssga Active Tr (ALLW), Vanguard World Fd (VGT) (+701.8% shares), Spdr Gold Tr (GLD) (+93.0% shares) and First Bancorp N C (FBNC) (+56.7% shares), compared with its Q2 2026 filing.

What did DWM Financial Group, Inc. sell last quarter?

In Q3 2026, DWM Financial Group, Inc. cut from its top 50 Invesco Exch Trd Slf Idx Fd (BSMY), cut from its top 50 First Tr Exchng Traded Fd Vi (DSEP), cut from its top 50 Vanguard World Fd (VHT), cut from its top 50 Csx Corp (CSX), cut from its top 50 Eaton Corp PLC (ETN), Ishares Gold Tr (IAU) (-41.0% shares), Calamos ETF Tr (CBTJ) (-20.7% shares) and Tcw ETF Trust (PWRD) (-16.8% shares), compared with its Q2 2026 filing.

When is DWM Financial Group, Inc.'s next 13F filing due?

13F filings are due 45 days after each quarter ends. DWM Financial Group, Inc.'s filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does DWM Financial Group, Inc. manage?

DWM Financial Group, Inc. reported $279.2M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $127.7M.