Q3 2026 13F · SEC CIK 2055620

Certior Financial Group, LLC

Wealth managerFiled 2026-10-19 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $184.5M
Reported positions: 143
Holdings vs S&P 500, 3 yrs: —
Assets under management: $452.3M

Certior Financial Group, LLC is a wealth manager that reported 143 positions worth $184.5M in its Q3 2026 13F, filed 2026-10-19. Its largest holdings were Schwab Strategic Tr (SCHG, 7.9%), Schwab Strategic Tr (SCHD, 6.5%), T Rowe Price Exchange-Traded (TCAF, 5.9%).

Certior Financial Group, LLC holdings largest 50 of 143 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Certior Financial Group, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
SCHGSchwab Strategic Tr	7.9%	7.4%	407,825	+1.9%	$14.7M
SCHDSchwab Strategic Tr	6.5%	6.3%	369,749	+1.5%	$12.0M
TCAFT Rowe Price Exchange-Traded	5.9%	5.8%	255,916	-0.0%	$10.8M
BILSpdr Series Trust	4.8%	5.8%	96,121	-16.1%	$8.8M
VGTVanguard World Fd	3.2%	3.1%	47,016	+0.4%	$5.9M
SCHASchwab Strategic Tr	3.2%	3.6%	180,834	-0.1%	$5.9M
FLJPFranklin Templeton ETF Tr	3.0%	1.6%	131,531	+76.2%	$5.4M
MSFTMicrosoft Corp	2.6%	1.8%	9,490	+7.2%	$4.9M
VTEBVanguard Mun Bd Fds	2.6%	2.9%	102,433	-1.5%	$4.9M
CGDVCapital Group Dividend Value	2.3%	2.4%	87,644	+0.3%	$4.3M
IVVIshares Tr	2.2%	2.2%	5,345	-2.4%	$4.1M
AAPLApple Inc	2.2%	1.9%	12,057	-0.5%	$4.0M
GLDMWorld Gold Tr	2.1%	1.1%	46,768	+84.1%	$3.8M
SPLGSpdr Series Trust	1.9%	2.0%	39,440	-7.0%	$3.5M
USFRWisdomtree Tr	1.8%	—	66,565	—	$3.4M
VWOVanguard Intl Equity Index F	1.7%	1.6%	52,402	+5.9%	$3.1M
VEAVanguard Ftse Developed Markets Index Fu	1.7%	1.7%	43,313	+1.4%	$3.1M
HYDVaneck ETF Trust	1.6%	1.7%	59,590	-1.6%	$2.9M
IEFIshares Tr	1.5%	1.6%	30,434	-0.3%	$2.7M
SUBIshares Tr	1.4%	1.5%	24,872	-2.1%	$2.6M
MUNIPimco ETF Tr	1.4%	1.5%	50,447	-2.9%	$2.5M
BSVVanguard Bd Index Fds	1.3%	1.3%	30,236	+0.2%	$2.3M
QLTYGmo ETF Trust	1.1%	1.0%	45,459	+0.2%	$1.9M
VXUSVanguard Star Fds	1.0%	1.1%	22,315	-0.8%	$1.9M
ARCCAres Capital Corp	1.0%	1.0%	95,033	-5.7%	$1.8M
BENJHorizon Fds	1.0%	0.9%	33,181	+7.1%	$1.8M
SCHISchwab Strategic Tr	0.9%	1.0%	79,176	+0.4%	$1.7M
MSTRStrategy Inc	0.9%	0.5%	10,491	+0.1%	$1.6M
GBTCGrayscale Bitcoin Trust ETF	0.8%	0.7%	22,037	-18.3%	$1.4M
ARKBArk 21shares Bitcoin ETF	0.8%	0.5%	50,368	+0.0%	$1.4M
XOMExxonmobil Holdings Corp	0.7%	—	8,348	—	$1.4M
FSCOFs Credit Opportunities Corp	0.7%	1.0%	248,087	-29.1%	$1.3M
STIPIshares Tr	0.7%	0.7%	12,626	+2.5%	$1.3M
CGBLCapital Group Core Balanced	0.7%	0.7%	32,816	-0.1%	$1.2M
PLTRPalantir Technologies Inc	0.6%	—	6,054	—	$1.1M
CGICCapital Group International	0.6%	0.6%	30,522	+2.4%	$1.1M
SPYINeos ETF Trust	0.6%	0.6%	20,450	+0.0%	$1.1M
DIVOAmplify ETF Tr	0.6%	0.6%	23,186	+0.0%	$1.1M
JEPIJ P Morgan Exchange Traded F	0.6%	0.6%	18,772	-2.4%	$1.1M
CGUSCapital Group Core Equity Et	0.6%	0.6%	23,467	-0.2%	$1.0M
GOVTIshares Tr	0.5%	0.5%	45,648	+5.0%	$998K
FPAGFpa Global Equity ETF	0.5%	0.5%	23,806	+1.7%	$973K
CGGOCapital Group Gbl Growth Eqt	0.5%	0.5%	22,766	+0.2%	$906K
HGERHarbor ETF Trust	0.5%	1.6%	25,590	-74.5%	$902K
FSSLFs Specialty Lending Fd	0.5%	0.7%	77,536	-27.7%	$902K
LMTLockheed Martin Corp	0.5%	0.5%	1,746	-0.6%	$889K
AVUVAmerican Centy ETF Tr	0.4%	0.5%	7,001	-1.3%	$825K
PECOPhillips Edison & Co Inc	0.4%	0.5%	21,341	-1.7%	$797K
SDCIUscf ETF Tr	0.4%	—	25,450	—	$794K
CGCPCapital Grp Fixed Incm ETF T	0.4%	0.5%	37,253	+0.4%	$789K

What Certior Financial Group, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

GLDM World Gold Tr+84.1% shares
FLJP Franklin Templeton ETF Tr+76.2% shares
MSFT Microsoft Corp+7.2% shares
BENJ Horizon Fds+7.1% shares
VWO Vanguard Intl Equity Index F+5.9% shares
GOVT Ishares Tr+5.0% shares

Reduced

HGER Harbor ETF Trust-74.5% shares
FSCO Fs Credit Opportunities Corp-29.1% shares
FSSL Fs Specialty Lending Fd-27.7% shares
GBTC Grayscale Bitcoin Trust ETF-18.3% shares
BIL Spdr Series Trust-16.1% shares
SPLG Spdr Series Trust-7.0% shares
ARCC Ares Capital Corp-5.7% shares

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +15.4% /yr; S&P 500 +20.1%
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$184.5M	143
Q2 2026	$182.5M	146
Q1 2026	$157.0M	130
Q4 2025	$146.7M	130
Q3 2025	$147.3M	135
Q2 2025	$130.3M	116
Q1 2025	$121.1M	113
Q4 2024	$112.6M	118

Questions about Certior Financial Group, LLC's portfolio

What stocks does Certior Financial Group, LLC own?

Certior Financial Group, LLC's latest 13F, for Q3 2026 and filed Oct 19, 2026, lists 143 positions worth $184.5M. The largest are Schwab Strategic Tr (SCHG) at 7.9%, Schwab Strategic Tr (SCHD) at 6.5%, T Rowe Price Exchange-Traded (TCAF) at 5.9%, Spdr Series Trust (BIL) at 4.8% and Vanguard World Fd (VGT) at 3.2%.

What did Certior Financial Group, LLC buy last quarter?

In Q3 2026, Certior Financial Group, LLC added World Gold Tr (GLDM) (+84.1% shares), Franklin Templeton ETF Tr (FLJP) (+76.2% shares) and Microsoft Corp (MSFT) (+7.2% shares), compared with its Q2 2026 filing.

What did Certior Financial Group, LLC sell last quarter?

In Q3 2026, Certior Financial Group, LLC cut from its top 50 Vanguard Intl Equity Index F (VT), cut from its top 50 Invesco Qqq Tr (QQQ), cut from its top 50 Exxon Mobil Corp (XOM), cut from its top 50 Fs Kkr Capital Corp (FSK), Harbor ETF Trust (HGER) (-74.5% shares), Fs Credit Opportunities Corp (FSCO) (-29.1% shares) and Fs Specialty Lending Fd (FSSL) (-27.7% shares), compared with its Q2 2026 filing.

When is Certior Financial Group, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Certior Financial Group, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Certior Financial Group, LLC manage?

Certior Financial Group, LLC reported $452.3M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $184.5M.