Q3 2026 13F · SEC CIK 2045974

Cathy Pareto & Associates, Inc

Wealth managerFiled 2026-10-15 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $175.4M
Reported positions: 98
Holdings vs S&P 500, 3 yrs: —
Assets under management: $300.1M

Cathy Pareto & Associates, Inc is a wealth manager that reported 98 positions worth $175.4M in its Q3 2026 13F, filed 2026-10-15. Its largest holdings were Schwab Strategic Tr (SCHV, 8.1%), Apple Inc (AAPL, 6.6%), Wisdomtree Tr (EUSC, 5.6%).

Cathy Pareto & Associates, Inc holdings largest 50 of 98 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Cathy Pareto & Associates, Inc 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
SCHVSchwab Strategic Tr	8.1%	8.3%	426,467	+4.3%	$14.2M
AAPLApple Inc	6.6%	5.9%	34,791	-0.2%	$11.6M
EUSCWisdomtree Tr	5.6%	5.3%	169,401	+4.0%	$9.8M
SCHMSchwab Strategic Tr	5.1%	5.3%	263,259	+7.4%	$9.0M
VBVanguard Index Fds	4.0%	4.3%	24,753	+2.8%	$7.0M
JPSTJ P Morgan Exchange Traded F	4.0%	4.1%	138,811	+0.4%	$7.0M
SCHXSchwab Strategic Tr	3.9%	3.7%	227,840	+5.7%	$6.8M
CLOIVaneck Clo ETF	3.5%	2.6%	116,964	+40.5%	$6.2M
VGTVanguard World Fd	3.4%	3.4%	47,040	-2.9%	$5.9M
COWZPacer Fds Tr	3.3%	3.4%	87,809	-4.6%	$5.9M
VOEVanguard Index Fds	3.0%	2.8%	27,123	+10.6%	$5.3M
VBRVanguard Index Fds	3.0%	3.1%	22,589	+5.4%	$5.2M
FNDXSchwab Strategic Tr	2.9%	2.7%	162,659	+8.6%	$5.1M
HEDJWisdomtree Tr	2.7%	3.1%	85,601	-8.0%	$4.7M
BRK-BBerkshire Hathaway Inc Del	2.2%	2.3%	7,657	-0.5%	$3.8M
FNDFSchwab Strategic Tr	2.1%	1.8%	68,496	+15.5%	$3.7M
QTUMETF Ser Solutions	1.8%	1.9%	20,815	+4.2%	$3.2M
SCHBSchwab Strategic Tr	1.8%	1.9%	105,001	-4.4%	$3.1M
MSFTMicrosoft Corp	1.6%	1.2%	5,590	+0.8%	$2.9M
AMZNAmazon Com Inc	1.5%	1.4%	10,329	+0.6%	$2.6M
IAUIshares Gold Tr	1.4%	1.3%	31,432	+4.7%	$2.5M
SCHFSchwab Strategic Tr	1.3%	1.0%	81,077	+25.6%	$2.2M
VHTVanguard World Fd	1.1%	1.1%	6,152	-2.3%	$1.9M
SCHDSchwab Strategic Tr	1.1%	1.1%	58,970	+1.4%	$1.9M
CGICCapital Group International	1.1%	0.6%	52,628	+103.9%	$1.9M
NLRVaneck ETF Trust	1.0%	1.3%	17,707	-5.4%	$1.8M
GOOGAlphabet Inc	1.0%	1.1%	5,315	+0.3%	$1.8M
PAVEGlobal X U.s. Infrastructure Development	0.9%	1.0%	30,781	+1.6%	$1.6M
VTIVanguard Index Fds	0.8%	0.8%	3,952	+3.6%	$1.5M
GSYInvesco Actively Managed Exc	0.8%	1.1%	29,229	-19.1%	$1.5M
IJHIshares Tr	0.8%	0.8%	19,065	+3.6%	$1.4M
SLVIshares Silver Tr	0.8%	0.8%	24,959	+4.1%	$1.4M
DFUSDimensional ETF Trust	0.7%	0.7%	14,389	+2.7%	$1.2M
RWJInvesco Exch Traded Fd Tr II	0.6%	0.7%	19,742	-0.0%	$1.1M
SMHVaneck ETF Trust	0.6%	0.5%	1,692	+18.7%	$1.0M
GOOGLAlphabet Inc	0.6%	0.6%	2,968	+3.2%	$1.0M
DFUVDimensional ETF Trust	0.5%	0.6%	17,109	+0.4%	$941K
RSPInvesco Exchange Traded Fd T	0.5%	0.5%	4,206	+0.1%	$875K
QQQInvesco Qqq Tr	0.5%	0.4%	1,145	+18.8%	$848K
AVGOBroadcom Inc	0.5%	0.5%	2,378	+3.9%	$835K
JEPIJ P Morgan Exchange Traded F	0.5%	0.5%	14,214	-7.3%	$799K
BROBrown & Brown Inc Com	0.4%	0.5%	12,711	+0.0%	$774K
VVVanguard Index Fds	0.4%	0.4%	2,134	+0.7%	$751K
BRK-ABerkshire Hathaway Inc Del	0.4%	0.4%	1	+0.0%	$747K
METAMeta Platforms Inc	0.4%	—	1,012	—	$734K
VTVVanguard Index Fds	0.4%	0.4%	3,379	+0.2%	$730K
NVDANvidia Corporation	0.4%	—	3,070	—	$701K
SETMSprott Fds Tr	0.4%	0.4%	23,926	+3.7%	$701K
FXHFirst Trust	0.4%	0.4%	5,254	-10.4%	$687K
ITAIshares Tr	0.4%	0.4%	3,101	-0.4%	$643K

What Cathy Pareto & Associates, Inc bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +18.8% /yr; S&P 500 +20.1%
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$175.4M	98
Q2 2026	$170.6M	102
Q1 2026	$149.0M	96
Q4 2025	$144.1M	92
Q3 2025	$132.6M	90
Q2 2025	$121.0M	88
Q1 2025	$113.1M	82
Q4 2024	$108.8M	77

Questions about Cathy Pareto & Associates, Inc's portfolio

What stocks does Cathy Pareto & Associates, Inc own?

Cathy Pareto & Associates, Inc's latest 13F, for Q3 2026 and filed Oct 15, 2026, lists 98 positions worth $175.4M. The largest are Schwab Strategic Tr (SCHV) at 8.1%, Apple Inc (AAPL) at 6.6%, Wisdomtree Tr (EUSC) at 5.6%, Schwab Strategic Tr (SCHM) at 5.1% and Vanguard Index Fds (VB) at 4.0%.

What did Cathy Pareto & Associates, Inc buy last quarter?

In Q3 2026, Cathy Pareto & Associates, Inc added Capital Group International (CGIC) (+103.9% shares), Vaneck Clo ETF (CLOI) (+40.5% shares) and Schwab Strategic Tr (SCHF) (+25.6% shares), compared with its Q2 2026 filing.

What did Cathy Pareto & Associates, Inc sell last quarter?

In Q3 2026, Cathy Pareto & Associates, Inc cut from its top 50 Dimensional ETF Trust (DFAS), cut from its top 50 Select Sector Spdr Tr (XLK), Invesco Actively Managed Exc (GSY) (-19.1% shares), First Trust (FXH) (-10.4% shares) and Wisdomtree Tr (HEDJ) (-8.0% shares), compared with its Q2 2026 filing.

When is Cathy Pareto & Associates, Inc's next 13F filing due?

13F filings are due 45 days after each quarter ends. Cathy Pareto & Associates, Inc's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Cathy Pareto & Associates, Inc manage?

Cathy Pareto & Associates, Inc reported $300.1M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $175.4M.