Q3 2026 13F · SEC CIK 2103454

Catherine Avery Investment Management LLC

Asset managerFiled 2026-10-14 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $116.2M
Reported positions: 172
Holdings vs S&P 500, 3 yrs: —
Assets under management: $318.0M

Catherine Avery Investment Management LLC is an asset manager that reported 172 positions worth $116.2M in its Q3 2026 13F, filed 2026-10-14. Its largest holdings were Seagate Technology Hldngs Pl (STX, 6.5%), Microsoft Corp (MSFT, 4.7%), Citigroup Inc (C, 3.0%).

Catherine Avery Investment Management LLC holdings largest 50 of 172 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Catherine Avery Investment Management LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
STXSeagate Technology Hldngs Pl	6.5%	4.9%	8,140	-29.8%	$7.5M
MSFTMicrosoft Corp	4.7%	3.4%	10,631	-48.8%	$5.5M
CCitigroup Inc	3.0%	3.3%	27,299	-50.0%	$3.5M
CSCOCisco Sys Inc	3.0%	3.5%	32,678	-51.8%	$3.5M
FCXFreeport Mcmoran Inc	3.0%	2.9%	49,389	-52.7%	$3.5M
AVGOBroadcom Inc	2.9%	2.9%	9,661	-45.8%	$3.4M
JPMJpmorgan Chase & Co	2.9%	3.2%	10,233	-54.0%	$3.4M
CVXChevron Corporation	2.9%	2.5%	16,443	-51.8%	$3.4M
KOCoca Cola Co	2.8%	2.9%	37,819	-53.2%	$3.3M
BILSpdr Series Trust	2.8%	0.2%	35,221	+793.0%	$3.2M
IBMInternational Business Machs	2.7%	3.1%	14,296	-44.3%	$3.1M
HPEHewlett Packard Enterprise C	2.7%	2.4%	48,718	-59.5%	$3.1M
MRKMerck & Co Inc	2.7%	3.0%	21,231	-60.4%	$3.1M
BMYBristol-Myers Squibb Co	2.5%	3.0%	47,019	-60.8%	$2.9M
VZVerizon Communications Inc	2.5%	1.1%	62,688	+1.4%	$2.9M
TGTTarget Corp	2.4%	2.9%	17,855	-64.4%	$2.8M
VLOValero Energy Corp	2.4%	0.8%	7,105	-1.3%	$2.8M
AMGNAmgen Inc	2.3%	2.8%	6,409	-63.4%	$2.7M
NEENextera Energy Inc	2.3%	2.7%	35,307	-49.2%	$2.7M
PSXPhillips 66	2.2%	2.3%	9,924	-68.0%	$2.5M
UPSUnited Parcel Svcs Inc	2.2%	2.5%	27,039	-49.4%	$2.5M
PFEPfizer Inc	2.2%	2.4%	88,181	-61.3%	$2.5M
OKEOneok Inc New	2.1%	—	29,290	—	$2.5M
MCDMcdonalds Corp	2.1%	2.5%	10,397	-50.5%	$2.4M
BACBank of Amer Corp	2.0%	2.8%	43,383	-61.1%	$2.4M
LENLennar Corp	2.0%	2.4%	28,580	-53.5%	$2.3M
OMCOmnicom Group Inc	1.9%	2.4%	29,761	-60.9%	$2.2M
LHXL3harris Technologies Inc	1.9%	2.6%	9,194	-72.2%	$2.2M
HDHome Depot Inc	1.8%	2.6%	7,420	-56.1%	$2.1M
CMCSAComcast Corp New	1.8%	—	96,953	—	$2.1M
KMBKimberly-Clark Corp	1.8%	—	21,314	—	$2.1M
CRMSalesforce Inc	1.8%	2.4%	8,988	-74.0%	$2.1M
WFCWells Fargo & Co	1.4%	—	21,020	—	$1.7M
IPInternational Paper Co	1.4%	2.4%	50,367	+7.8%	$1.7M
RTXRtx Corporation	1.4%	0.7%	8,540	-0.3%	$1.6M
CLColgate Palmolive Co	1.2%	0.7%	17,012	+0.0%	$1.5M
JCIJohnson Controls Internation	1.0%	0.5%	8,008	-4.0%	$1.2M
CMICummins Inc	1.0%	0.7%	2,287	+0.0%	$1.2M
BBYBest Buy Inc	0.9%	3.1%	12,355	-86.7%	$1.1M
EVRGEvergy Inc	0.9%	0.5%	13,766	-0.5%	$1.1M
MSMorgan Stanley	0.6%	0.4%	3,851	-0.7%	$724K
BKRBaker Hughes Company Cl A	0.5%	0.3%	10,163	-3.9%	$558K
SWKStanley Black & Decker Inc	0.4%	0.2%	5,292	-2.3%	$469K
APDAir Products and Chemicals I	0.4%	0.2%	1,502	-3.7%	$418K
SUSAIshares Tr	0.3%	0.2%	2,493	+0.0%	$388K
AAPLApple Inc	0.3%	—	1,082	—	$360K
ORCLOracle Corp	0.3%	1.8%	2,504	-91.2%	$344K
TFCTruist Finl Corp	0.3%	2.5%	7,378	-93.5%	$342K
JNJJohnson & Johnson	0.3%	—	1,257	—	$333K
PKGPackaging Corp Amer	0.3%	0.2%	1,415	-19.4%	$324K

What Catherine Avery Investment Management LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

BIL Spdr Series Trust+793.0% shares
IP International Paper Co+7.8% shares

Reduced

TFC Truist Finl Corp-93.5% shares
ORCL Oracle Corp-91.2% shares
BBY Best Buy Inc-86.7% shares
CRM Salesforce Inc-74.0% shares
LHX L3harris Technologies Inc-72.2% shares
PSX Phillips 66-68.0% shares
TGT Target Corp-64.4% shares
AMGN Amgen Inc-63.4% shares

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: —
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$116.2M	172
Q2 2026	$229.0M	166
Q1 2026	$223.4M	109
Q4 2025	$167.0M	158
Q3 2025	$155.2M	162

Questions about Catherine Avery Investment Management LLC's portfolio

What stocks does Catherine Avery Investment Management LLC own?

Catherine Avery Investment Management LLC's latest 13F, for Q3 2026 and filed Oct 14, 2026, lists 172 positions worth $116.2M. The largest are Seagate Technology Hldngs Pl (STX) at 6.5%, Microsoft Corp (MSFT) at 4.7%, Citigroup Inc (C) at 3.0%, Cisco Sys Inc (CSCO) at 3.0% and Freeport Mcmoran Inc (FCX) at 3.0%.

What did Catherine Avery Investment Management LLC buy last quarter?

In Q3 2026, Catherine Avery Investment Management LLC added Spdr Series Trust (BIL) (+793.0% shares) and International Paper Co (IP) (+7.8% shares), compared with its Q2 2026 filing.

What did Catherine Avery Investment Management LLC sell last quarter?

In Q3 2026, Catherine Avery Investment Management LLC cut from its top 50 Oneok Inc New (OKE), cut from its top 50 Keycorp (KEY), cut from its top 50 Eversource Energy (ES), cut from its top 50 Exxon Mobil Corp (XOM), cut from its top 50 Qualcomm Inc (QCOM), Truist Finl Corp (TFC) (-93.5% shares), Oracle Corp (ORCL) (-91.2% shares) and Best Buy Inc (BBY) (-86.7% shares), compared with its Q2 2026 filing.

When is Catherine Avery Investment Management LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Catherine Avery Investment Management LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Catherine Avery Investment Management LLC manage?

Catherine Avery Investment Management LLC reported $318.0M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $116.2M.