Q3 2026 13F · SEC CIK 1727605

Castle Rock Wealth Management, LLC

Wealth managerFiled 2026-10-09 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $531.2M
Reported positions: 269
Top holdings a year, 3 yrs: +17.7%
Assets under management: $587.1M

Castle Rock Wealth Management, LLC is a wealth manager that reported 269 positions worth $531.2M in its Q3 2026 13F, filed 2026-10-09. Its largest holdings were Nvidia Corporation (NVDA, 4.9%), Ishares Tr (SGOV, 4.2%), Coca Cola Co (KO, 3.9%). A portfolio copying its top holdings returned 17.7% a year over the last 3 years, against 22.3% for the S&P 500.

Castle Rock Wealth Management, LLC holdings largest 50 of 269 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Castle Rock Wealth Management, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
NVDANvidia Corporation	4.9%	4.2%	108,566	-0.5%	$26.0M
SGOVIshares Tr	4.2%	1.6%	222,619	+182.4%	$22.4M
KOCoca Cola Co	3.9%	3.9%	242,821	-0.4%	$20.9M
GBILGoldman Sachs ETF Tr	3.9%	1.5%	205,469	+173.9%	$20.5M
CVXChevron Corporation	3.8%	2.8%	96,199	+10.4%	$20.0M
TFLOIshares Tr	3.5%	3.0%	363,427	+19.5%	$18.4M
AAPLApple Inc	3.0%	3.1%	47,042	-12.1%	$15.7M
USFRWisdomtree Tr	2.3%	2.2%	242,868	+7.1%	$12.2M
MSFTMicrosoft Corp	2.0%	1.7%	20,277	-7.7%	$10.7M
GOOGAlphabet Inc	1.7%	2.1%	26,786	-12.4%	$9.2M
PANWPalo Alto Networks Inc	1.7%	1.7%	21,353	-13.9%	$9.0M
AMZNAmazon Com Inc	1.6%	1.8%	32,991	-10.9%	$8.5M
SCHOSchwab Strategic Tr	1.4%	—	319,545	—	$7.6M
SPYState Str Spdr S&p 500 ETF T	1.2%	1.3%	8,299	-7.0%	$6.5M
SMHVaneck ETF Trust	1.2%	1.3%	10,144	-6.7%	$6.4M
METAMeta Platforms Inc	1.2%	1.1%	8,587	-3.6%	$6.3M
QQQInvesco Qqq Tr	1.2%	1.2%	8,112	-5.4%	$6.2M
FLOTIshares Tr	1.1%	1.1%	111,857	-2.6%	$5.7M
SHVIshares Tr	1.1%	—	51,122	—	$5.6M
AVGOBroadcom Inc	1.0%	1.3%	14,357	-21.5%	$5.4M
JPMJpmorgan Chase & Co	1.0%	1.2%	15,781	-15.7%	$5.2M
IYWIshares Tr	0.9%	—	17,645	—	$4.8M
MUMicron Technology Inc	0.9%	1.5%	4,373	-42.4%	$4.6M
CRWDCrowdstrike Hldgs Inc	0.8%	0.9%	15,783	+180.3%	$4.4M
ETNEaton Corp PLC	0.8%	0.9%	9,145	-16.3%	$4.1M
AMDAdvanced Micro Devices Inc	0.8%	0.8%	6,131	-15.6%	$4.0M
CNEQThe Alger ETF Trust	0.7%	0.9%	94,905	-19.8%	$4.0M
VVisa Inc	0.7%	0.8%	10,686	-6.8%	$4.0M
PFEBInnovator Etfs Trust	0.7%	0.8%	89,044	-1.7%	$4.0M
PDECInnovator Etfs Trust	0.7%	0.7%	82,114	-0.5%	$3.9M
GPIXGoldman Sachs ETF Tr	0.7%	0.7%	68,310	+4.9%	$3.9M
SPCXSpace Exploration Techn Corp	0.7%	—	22,357	—	$3.8M
WMTWalmart Inc	0.7%	0.8%	33,628	-9.1%	$3.6M
BINCBlackrock ETF Trust II	0.7%	0.7%	71,026	+7.0%	$3.6M
ENFRAlps ETF Tr	0.7%	0.7%	94,200	-3.2%	$3.6M
PMAYInnovator Etfs Trust	0.7%	0.7%	83,850	-0.8%	$3.6M
GPIQGoldman Sachs ETF Tr	0.7%	0.7%	60,553	+5.9%	$3.6M
GOOGLAlphabet Inc	0.6%	0.8%	9,875	-8.0%	$3.4M
JSIJanus Detroit Str Tr	0.6%	0.6%	66,344	+5.0%	$3.3M
COSTCostco Wholesale Corporation	0.6%	0.7%	3,453	-7.3%	$3.2M
XLESelect Sector Spdr Tr	0.6%	0.6%	50,195	-17.2%	$3.2M
FTSMFirst Tr Exchange-Traded Fd	0.6%	0.6%	53,572	+6.5%	$3.2M
INTCIntel Corp	0.6%	0.7%	27,988	-1.7%	$3.1M
FAIFirst Tr Exchange-Traded Fd	0.6%	—	50,690	—	$3.0M
FRTYThe Alger ETF Trust	0.6%	0.6%	123,991	-6.8%	$3.0M
JPIEJpmorgan Income ETF	0.5%	—	63,730	—	$2.9M
DRAMRoundhill ETF Trust	0.5%	0.7%	46,513	-15.2%	$2.8M
NVBWAim ETF Products Trust	0.5%	—	73,972	—	$2.7M
ATFVThe Alger ETF Trust	0.5%	0.6%	61,931	-22.7%	$2.6M
AMGNAmgen Inc	0.5%	0.7%	6,194	-34.0%	$2.5M

What Castle Rock Wealth Management, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

SGOV Ishares Tr+182.4% shares
CRWD Crowdstrike Hldgs Inc+180.3% shares
GBIL Goldman Sachs ETF Tr+173.9% shares
TFLO Ishares Tr+19.5% shares
CVX Chevron Corporation+10.4% shares
USFR Wisdomtree Tr+7.1% shares
BINC Blackrock ETF Trust II+7.0% shares
FTSM First Tr Exchange-Traded Fd+6.5% shares

Reduced

Left the top 50

IBM International Business Machswas 1.0%
VRT Vertiv Holdings Cowas 1.0%
MRK Merck & Co Incwas 0.7%
LLY Eli Lilly & Cowas 0.6%
OKE Oneok Inc Newwas 0.6%
GS Goldman Sachs Group Incwas 0.6%
ARM Arm Holdings PLCwas 0.6%

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +8.8% /yr; S&P 500 +11.7%
3 years: +17.7% /yr; S&P 500 +22.3%
5 years: +6.8% /yr; S&P 500 +10.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$531.2M	269
Q2 2026	$509.4M	268
Q1 2026	$461.9M	262
Q4 2025	$462.5M	261
Q3 2025	$452.4M	254
Q2 2025	$427.9M	246
Q1 2025	$370.4M	225
Q4 2024	$419.9M	233
Q3 2024	$419.1M	242
Q2 2024	$400.5M	236
Q1 2024	$366.2M	232
Q4 2023	$329.9M	226

Questions about Castle Rock Wealth Management, LLC's portfolio

What stocks does Castle Rock Wealth Management, LLC own?

Castle Rock Wealth Management, LLC's latest 13F, for Q3 2026 and filed Oct 9, 2026, lists 269 positions worth $531.2M. The largest are Nvidia Corporation (NVDA) at 4.9%, Ishares Tr (SGOV) at 4.2%, Coca Cola Co (KO) at 3.9%, Goldman Sachs ETF Tr (GBIL) at 3.9% and Chevron Corporation (CVX) at 3.8%.

What did Castle Rock Wealth Management, LLC buy last quarter?

In Q3 2026, Castle Rock Wealth Management, LLC added Ishares Tr (SGOV) (+182.4% shares), Crowdstrike Hldgs Inc (CRWD) (+180.3% shares) and Goldman Sachs ETF Tr (GBIL) (+173.9% shares), compared with its Q2 2026 filing.

What did Castle Rock Wealth Management, LLC sell last quarter?

In Q3 2026, Castle Rock Wealth Management, LLC cut from its top 50 International Business Machs (IBM), cut from its top 50 Vertiv Holdings Co (VRT), cut from its top 50 Merck & Co Inc (MRK), cut from its top 50 Eli Lilly & Co (LLY), cut from its top 50 Oneok Inc New (OKE), Micron Technology Inc (MU) (-42.4% shares), Amgen Inc (AMGN) (-34.0% shares) and The Alger ETF Trust (ATFV) (-22.7% shares), compared with its Q2 2026 filing.

How has Castle Rock Wealth Management, LLC's portfolio performed?

A portfolio copying Castle Rock Wealth Management, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +17.7% a year over the last 3 years, against +22.3% for the S&P 500. Over 1 year: +8.8% against +11.7%. Over 5 years: +6.8% a year against +10.6%.

When is Castle Rock Wealth Management, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Castle Rock Wealth Management, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Castle Rock Wealth Management, LLC manage?

Castle Rock Wealth Management, LLC reported $587.1M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $531.2M.