Q3 2026 13F · SEC CIK 1919749

Carter Financial Group, INC.

Wealth managerFiled 2026-10-21 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $196.3M
Reported positions: 132
Holdings vs S&P 500, 3 yrs: —
Assets under management: $282.3M

Carter Financial Group, INC. is a wealth manager that reported 132 positions worth $196.3M in its Q3 2026 13F, filed 2026-10-21. Its largest holdings were Berkshire Hathaway Inc Del (BRK-B, 10.3%), Invesco Exch Traded Fd Tr II (QQQM, 6.8%), Dbx ETF Tr (DBEF, 4.5%).

Carter Financial Group, INC. holdings largest 50 of 132 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Carter Financial Group, INC. 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
BRK-BBerkshire Hathaway Inc Del	10.3%	10.8%	40,785	-2.2%	$20.3M
QQQMInvesco Exch Traded Fd Tr II	6.8%	6.9%	43,734	-0.9%	$13.3M
DBEFDbx ETF Tr	4.5%	4.5%	160,168	+0.2%	$8.8M
BALTInnovator Etfs Trust	4.4%	4.3%	247,983	+2.7%	$8.7M
DIVOAmplify ETF Tr	4.3%	4.3%	181,478	+0.1%	$8.4M
AAPLApple Inc	3.8%	3.4%	22,476	+0.3%	$7.5M
BLOKAmplify ETF Tr	3.8%	3.9%	120,804	+0.7%	$7.4M
NVDANvidia Corporation	3.3%	3.0%	28,117	-1.4%	$6.4M
BITBBitwise Bitcoin ETF Tr	3.2%	2.3%	140,592	-0.2%	$6.4M
AISTidal Trust III	3.0%	3.5%	79,935	+1.9%	$6.0M
AVUVAmerican Centy ETF Tr	2.5%	2.6%	41,707	+3.1%	$4.9M
BNDINeos ETF Trust	2.4%	2.5%	103,657	+2.2%	$4.6M
GOOGAlphabet Inc	1.9%	2.0%	10,819	-3.0%	$3.7M
MSFTMicrosoft Corp	1.8%	1.3%	6,900	-0.3%	$3.5M
VWOVanguard Intl Equity Index F	1.6%	1.5%	51,675	+3.8%	$3.1M
GOOGLAlphabet Inc	1.5%	1.6%	8,498	+0.0%	$2.9M
QQQInvesco Qqq Tr	1.5%	1.5%	3,931	-0.7%	$2.9M
SMHVaneck ETF Trust	1.3%	1.5%	4,305	-0.3%	$2.6M
SCHCSchwab Strategic Tr	1.3%	1.3%	51,742	-0.1%	$2.6M
PLTRPalantir Technologies Inc	1.3%	0.8%	13,130	-0.4%	$2.5M
TSLATesla Inc	1.1%	1.2%	6,343	+17.1%	$2.3M
AMZNAmazon Com Inc	0.9%	1.0%	7,466	-3.4%	$1.9M
XOMExxonmobil Holdings Corp	0.9%	—	11,205	—	$1.8M
JPSTJ P Morgan Exchange Traded F	0.9%	0.9%	35,857	-1.0%	$1.8M
JMBSJanus Detroit Str Tr	0.9%	1.0%	42,031	-0.8%	$1.8M
SCHHSchwab Strategic Tr	0.9%	0.9%	79,488	+3.4%	$1.8M
SHLDGlobal X Defense Tech ETF	0.9%	0.8%	27,794	+1.5%	$1.7M
ANETArista Networks Inc	0.8%	0.7%	8,062	-0.3%	$1.6M
PPAInvesco Aerospace & Defense ETF	0.8%	0.9%	9,882	-0.1%	$1.5M
SPYState Str Spdr S&p 500 ETF T	0.8%	0.8%	1,966	+0.0%	$1.5M
BNDXVanguard Charlotte Fds	0.7%	0.7%	29,464	+9.9%	$1.4M
INTCIntel Corp	0.7%	0.8%	11,420	-1.2%	$1.4M
IWVIshares Tr	0.7%	0.7%	3,115	+0.0%	$1.3M
GABFGabelli Etfs Trust	0.7%	0.7%	31,900	+0.5%	$1.3M
SPCXSpace Exploration Techn Corp	0.7%	0.7%	8,708	+11.5%	$1.3M
ZECPZacks Trust	0.7%	0.7%	35,157	-4.9%	$1.3M
VOOVanguard Index Fds	0.6%	0.7%	1,815	-5.5%	$1.3M
VTEBVanguard Mun Bd Fds	0.6%	0.6%	24,922	+9.3%	$1.2M
ITWIllinois Tool Wks Inc	0.6%	0.6%	4,389	-2.1%	$1.1M
MUMicron Technology Inc	0.5%	0.5%	933	+11.5%	$994K
NGLNgl Energy Partners LP	0.5%	0.6%	66,889	+0.0%	$986K
AMGNAmgen Inc	0.5%	0.4%	2,322	+3.8%	$979K
AMDAdvanced Micro Devices Inc	0.5%	0.5%	1,576	+3.8%	$964K
MBBIshares Tr	0.5%	0.5%	10,658	+7.8%	$955K
RTXRtx Corporation	0.5%	0.5%	5,088	+2.8%	$945K
SLYVSpdr Series Trust	0.4%	0.5%	8,533	-4.8%	$872K
EMBIshares Tr	0.4%	0.4%	9,133	+8.3%	$830K
VCITVanguard Scottsdale Fds	0.4%	0.4%	10,392	+9.5%	$814K
JNJJohnson & Johnson	0.4%	—	2,916	—	$772K
QTUMETF Ser Solutions	0.4%	0.4%	5,053	+0.3%	$766K

What Carter Financial Group, INC. bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +9.5% /yr; S&P 500 +22.0%
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$196.3M	132
Q2 2026	$192.9M	134
Q1 2026	$161.7M	126
Q4 2025	$168.6M	121
Q3 2025	$165.5M	116
Q2 2025	$152.9M	115
Q1 2022	$74.6M	60

Questions about Carter Financial Group, INC.'s portfolio

What stocks does Carter Financial Group, INC. own?

Carter Financial Group, INC.'s latest 13F, for Q3 2026 and filed Oct 21, 2026, lists 132 positions worth $196.3M. The largest are Berkshire Hathaway Inc Del (BRK-B) at 10.3%, Invesco Exch Traded Fd Tr II (QQQM) at 6.8%, Dbx ETF Tr (DBEF) at 4.5%, Innovator Etfs Trust (BALT) at 4.4% and Amplify ETF Tr (DIVO) at 4.3%.

What did Carter Financial Group, INC. buy last quarter?

In Q3 2026, Carter Financial Group, INC. added Tesla Inc (TSLA) (+17.1% shares), Space Exploration Techn Corp (SPCX) (+11.5% shares) and Micron Technology Inc (MU) (+11.5% shares), compared with its Q2 2026 filing.

What did Carter Financial Group, INC. sell last quarter?

In Q3 2026, Carter Financial Group, INC. cut from its top 50 Exxon Mobil Corp (XOM), cut from its top 50 Walmart Inc (WMT) and Vanguard Index Fds (VOO) (-5.5% shares), compared with its Q2 2026 filing.

When is Carter Financial Group, INC.'s next 13F filing due?

13F filings are due 45 days after each quarter ends. Carter Financial Group, INC.'s filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Carter Financial Group, INC. manage?

Carter Financial Group, INC. reported $282.3M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $196.3M.