Q3 2026 13F · SEC CIK 1944437

Cape Investment Advisory, Inc.

Wealth managerFiled 2026-10-13 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $388.4M
Reported positions: 1,472
Top holdings a year, 3 yrs: +19.5%
Assets under management: $473.7M

Cape Investment Advisory, Inc. is a wealth manager that reported 1,472 positions worth $388.4M in its Q3 2026 13F, filed 2026-10-13. Its largest holdings were Schwab Strategic Tr (SCHB, 12.3%), Schwab Strategic Tr (SCHV, 5.2%), Blackrock ETF Trust II (BINC, 3.0%). A portfolio copying its top holdings returned 19.5% a year over the last 3 years, against 21.8% for the S&P 500.

Cape Investment Advisory, Inc. holdings largest 50 of 1,472 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Cape Investment Advisory, Inc. 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
SCHBSchwab Strategic Tr	12.3%	12.4%	1,627,056	+1.9%	$47.7M
SCHVSchwab Strategic Tr	5.2%	5.6%	604,607	+0.5%	$20.1M
BINCBlackrock ETF Trust II	3.0%	3.1%	233,009	+4.2%	$11.8M
MSFTMicrosoft Corp	2.4%	1.7%	18,303	+5.9%	$9.4M
SCHGSchwab Strategic Tr	2.3%	2.3%	250,997	-0.7%	$9.0M
SCHJSchwab Strategic Tr	2.2%	2.3%	353,343	+2.1%	$8.5M
SCHMSchwab Strategic Tr	1.7%	1.9%	197,194	+1.2%	$6.7M
SPYState Str Spdr S&p 500 ETF T	1.7%	1.7%	8,551	+0.5%	$6.5M
RSPInvesco Exchange Traded Fd T	1.6%	1.7%	30,150	+0.3%	$6.3M
SCHDSchwab Strategic Tr	1.6%	1.5%	186,669	+4.0%	$6.1M
AAPLApple Inc	1.5%	1.3%	17,818	+9.2%	$5.9M
AMZNAmazon Com Inc	1.5%	1.4%	22,644	+2.7%	$5.6M
GOOGLAlphabet Inc	1.4%	1.6%	15,693	-5.2%	$5.4M
SCHESchwab Strategic Tr	1.2%	1.2%	123,291	+0.7%	$4.5M
SCHFSchwab Strategic Tr	1.1%	1.2%	157,318	+0.8%	$4.3M
IVVIshares Tr	1.1%	1.5%	5,620	-26.5%	$4.3M
VNLAJanus Detroit Str Tr	1.1%	1.1%	86,419	+3.3%	$4.2M
KOCoca Cola Co	1.1%	1.1%	48,442	-3.3%	$4.2M
MGMTUnified Ser Tr	1.0%	1.1%	81,520	+0.1%	$4.0M
CVXChevron Corporation	1.0%	0.8%	19,280	+1.8%	$3.9M
NVDANvidia Corporation	1.0%	0.9%	16,864	+3.1%	$3.9M
BILSpdr Series Trust	1.0%	—	41,977	—	$3.8M
METAMeta Platforms Inc	1.0%	0.8%	5,265	-5.7%	$3.8M
SHVIshares Tr	0.8%	—	29,919	—	$3.3M
GOOGAlphabet Inc	0.8%	0.9%	9,257	-4.4%	$3.2M
IUSBIshares Tr	0.7%	0.7%	65,067	+20.4%	$2.9M
MUMicron Technology Inc	0.7%	1.0%	2,684	-13.1%	$2.9M
TSMTaiwan Semiconductor Manufac	0.7%	0.9%	5,617	-17.4%	$2.6M
QQQInvesco Qqq Tr	0.6%	0.7%	3,274	-2.8%	$2.4M
JKEIshares Tr	0.6%	0.6%	20,377	+0.0%	$2.4M
PJUNInnovator Etfs Trust	0.6%	0.6%	50,500	+0.0%	$2.2M
SOSouthern Co	0.5%	0.7%	25,488	-0.1%	$2.1M
SCHWCharles Schwab Corp (the)	0.5%	0.6%	21,492	-10.2%	$2.1M
MCBSMetrocity Bankshares Inc	0.5%	0.5%	55,756	-0.9%	$1.9M
PNOVInnovator Etfs Trust	0.5%	0.5%	41,634	-0.2%	$1.9M
VVisa Inc	0.5%	0.5%	5,267	-9.0%	$1.9M
PSEPInnovator Etfs Trust	0.5%	0.5%	40,183	+8.1%	$1.9M
XOMExxonmobil Holdings Corp	0.5%	—	11,560	—	$1.9M
POCTInnovator Etfs Trust	0.5%	0.5%	38,650	+3.5%	$1.9M
JAAAJanus Detroit Str Tr	0.5%	0.5%	36,357	-3.6%	$1.8M
AMATApplied Matls Inc	0.5%	0.7%	3,420	-9.8%	$1.7M
SCHYSchwab Strategic Tr	0.4%	0.4%	54,677	+4.5%	$1.7M
SCHHSchwab Strategic Tr	0.4%	0.5%	77,063	-0.6%	$1.7M
DYNFBlackrock ETF Trust	0.4%	—	24,220	—	$1.7M
QQQMInvesco Exch Traded Fd Tr II	0.4%	0.4%	5,300	+7.4%	$1.6M
DDFMInnovator Etfs Trust	0.4%	0.4%	79,661	+0.0%	$1.6M
BKNGBooking Holdings Inc	0.4%	0.5%	9,532	-10.3%	$1.6M
SCHASchwab Strategic Tr	0.4%	0.4%	46,691	+2.1%	$1.5M
SPLGSpdr Series Trust	0.4%	1.1%	16,959	-63.2%	$1.5M
AVGOBroadcom Inc	0.4%	—	4,305	—	$1.5M

What Cape Investment Advisory, Inc. bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +20.1% /yr; S&P 500 +20.1%
3 years: +19.5% /yr; S&P 500 +21.8%
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$388.4M	1,472
Q2 2026	$374.1M	1,449
Q1 2026	$300.7M	227
Q4 2025	$325.1M	1,308
Q3 2025	$101.7M	848
Q2 2025	$273.9M	1,171
Q1 2025	$251.1M	1,135
Q4 2024	$255.7M	1,140
Q3 2024	$246.7M	957
Q2 2024	$222.6M	929
Q1 2024	$213.9M	935
Q4 2023	$204.5M	1,132

Questions about Cape Investment Advisory, Inc.'s portfolio

What stocks does Cape Investment Advisory, Inc. own?

Cape Investment Advisory, Inc.'s latest 13F, for Q3 2026 and filed Oct 13, 2026, lists 1,472 positions worth $388.4M. The largest are Schwab Strategic Tr (SCHB) at 12.3%, Schwab Strategic Tr (SCHV) at 5.2%, Blackrock ETF Trust II (BINC) at 3.0%, Microsoft Corp (MSFT) at 2.4% and Schwab Strategic Tr (SCHG) at 2.3%.

What did Cape Investment Advisory, Inc. buy last quarter?

In Q3 2026, Cape Investment Advisory, Inc. added Ishares Tr (IUSB) (+20.4% shares), Apple Inc (AAPL) (+9.2% shares) and Innovator Etfs Trust (PSEP) (+8.1% shares), compared with its Q2 2026 filing.

What did Cape Investment Advisory, Inc. sell last quarter?

In Q3 2026, Cape Investment Advisory, Inc. cut from its top 50 Iqvia Hldgs Inc (IQV), cut from its top 50 Elevance Health Inc Formerly (ELV), cut from its top 50 Vanguard Ftse Developed Markets Index Fu (VEA), cut from its top 50 Disney Walt Co (DIS), cut from its top 50 Innovator Etfs Trust (EJAN), Spdr Series Trust (SPLG) (-63.2% shares), Ishares Tr (IVV) (-26.5% shares) and Taiwan Semiconductor Manufac (TSM) (-17.4% shares), compared with its Q2 2026 filing.

How has Cape Investment Advisory, Inc.'s portfolio performed?

A portfolio copying Cape Investment Advisory, Inc.'s 20 largest 13F holdings each quarter, from the day each filing was public, returned +19.5% a year over the last 3 years, against +21.8% for the S&P 500. Over 1 year: +20.1% against +20.1%.

When is Cape Investment Advisory, Inc.'s next 13F filing due?

13F filings are due 45 days after each quarter ends. Cape Investment Advisory, Inc.'s filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Cape Investment Advisory, Inc. manage?

Cape Investment Advisory, Inc. reported $473.7M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $388.4M.