Q2 2026 13F · SEC CIK 822648

Calton & Associates, Inc.

Wealth managerFiled 2026-08-10 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $682.6M
Reported positions: 418
Top holdings a year, 3 yrs: +13.8%
Assets under management: $1.6B

Calton & Associates, Inc. is a wealth manager that reported 418 positions worth $682.6M in its Q2 2026 13F, filed 2026-08-10. Its largest holdings were Invesco Qqq Tr (QQQ, 6.1%), Northern Lts Fd Tr II (PSTR, 3.8%), Spdr Series Trust (SPLG, 3.4%). A portfolio copying its top holdings returned 13.8% a year over the last 3 years, against 20.4% for the S&P 500.

Calton & Associates, Inc. holdings largest 50 of 418 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Calton & Associates, Inc. 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
QQQInvesco Qqq Tr	6.1%	4.7%	56,351	-0.1%	$41.5M
PSTRNorthern Lts Fd Tr II	3.8%	4.2%	859,824	-17.3%	$26.2M
SPLGSpdr Series Trust	3.4%	3.0%	265,895	-1.6%	$23.4M
SPYSpdr S&p 500 ETF Tr	3.2%	2.9%	29,442	-6.1%	$22.0M
FDVVFidelity High Dividend ETF Total	2.6%	2.4%	294,506	-2.5%	$17.8M
AAPLApple Inc	2.2%	2.4%	51,716	-20.2%	$15.0M
VRIGInvesco Actively Managed Exc	1.8%	1.7%	489,131	+4.2%	$12.3M
SCHGSchwab U.s. Large-Cap Growth ETF	1.8%	1.5%	359,676	-0.4%	$12.2M
DBEFDbx ETF Tr	1.8%	1.5%	219,312	+1.4%	$12.0M
BILSPDR Brcy1-3 Ser	1.7%	1.6%	129,441	+5.1%	$11.9M
USFRWisdomtree Tr	1.7%	2.0%	231,578	-14.1%	$11.7M
QQQMInvesco Nasdaq 100 ETF	1.5%	1.1%	34,292	+2.4%	$10.4M
NVDANvidia Corporation Com	1.5%	1.5%	50,416	-13.1%	$10.1M
MUMicron Technology Inc	1.4%	—	8,464	—	$9.8M
XLKState Street Technology Select Sector Sp	1.4%	1.3%	49,063	-27.3%	$9.3M
FLRNState Street Spdr Bloomberg Investment G	1.3%	1.4%	280,541	-13.2%	$8.7M
VUGVanguard Indx Fd	1.2%	1.5%	97,164	+312.4%	$8.4M
VFHVanguard Financials ETF	1.2%	1.5%	61,387	-30.3%	$8.1M
COWZPacer Fds Tr	1.1%	1.0%	118,523	+6.5%	$7.4M
RDVYFirst Trust Rising Dividend Achievers Et	1.1%	0.9%	88,508	-2.1%	$7.2M
VHTVanguard Health Care ETF	1.0%	1.1%	23,369	-18.0%	$7.0M
MGCVanguard Mega Cap ETF Total	1.0%	1.3%	24,363	-34.1%	$6.7M
VOOVanguard S&p 500 ETF	1.0%	1.0%	9,642	-19.4%	$6.6M
SMHVaneck Semiconductor ETF	1.0%	0.5%	10,052	+14.9%	$6.6M
BILSSpdr Series Trust	0.9%	1.2%	64,106	-22.7%	$6.4M
CGGRCapital Group Growth ETF	0.9%	0.7%	128,616	+1.5%	$6.1M
MGVVanguard Mega Cap Value ETF Total	0.9%	0.7%	36,079	+5.5%	$5.9M
MSFTMicrosoft Corp	0.8%	0.8%	14,343	-6.7%	$5.4M
IWMIshares	0.8%	0.7%	17,123	-10.9%	$5.1M
DGROIshares Core Dividend Growth ETF	0.7%	0.6%	65,132	+4.5%	$4.9M
JEPIJpmorgan Equity Premium Income ETF	0.7%	0.6%	82,507	+8.3%	$4.7M
VCSHVanguard Scottsdale Fds	0.7%	0.5%	58,103	+32.7%	$4.6M
VEAVanguard Tax-Managed Fds	0.7%	0.7%	64,168	-13.8%	$4.6M
FTSMFirst Tr Exchange-Traded Fd	0.7%	0.7%	74,350	-2.1%	$4.4M
ACWIIshares Tr	0.6%	0.6%	28,178	-2.4%	$4.4M
SPYDSpdr Series Trust	0.6%	0.8%	84,488	-34.0%	$4.0M
CGDVCapital Group Dividend Value ETF	0.6%	—	80,494	—	$4.0M
SLYVSpdr Series Trust	0.6%	0.7%	35,035	-31.6%	$3.8M
LQDIshares Tr	0.5%	0.5%	32,190	+3.7%	$3.5M
AMZNAmazon Com Inc Com	0.5%	0.5%	14,693	-8.8%	$3.5M
BRK-BBerkshire Hathaway Inc Del	0.5%	0.6%	6,861	-26.3%	$3.4M
LLYLilly Eli & Co	0.5%	—	2,827	—	$3.4M
GCOWPacer Fds Tr	0.5%	0.5%	74,063	-2.9%	$3.2M
ITOTIshares Total US Stock Market ETF	0.5%	—	19,051	—	$3.1M
JPMJpmorgan Chase & Co	0.5%	0.5%	9,436	-19.0%	$3.1M
BSVVanguard Bd Index Fds Vanguard Short Ter	0.5%	0.5%	39,548	-14.4%	$3.1M
XLFSelect Sector Spdr Tr	0.4%	—	57,224	—	$3.1M
ITAIshares U.s. Aerospace & Defense ETF	0.4%	—	12,634	—	$3.1M
BUFRFt Vest Laddered Buffer ETF	0.4%	—	81,693	—	$3.0M
PRMRNorthern Lts Fd Tr II	0.4%	—	103,870	—	$3.0M

What Calton & Associates, Inc. bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Added to

VUG Vanguard Indx Fd+312.4% shares
VCSH Vanguard Scottsdale Fds+32.7% shares
SMH Vaneck Semiconductor ETF+14.9% shares
JEPI Jpmorgan Equity Premium Income ETF+8.3% shares
COWZ Pacer Fds Tr+6.5% shares
MGV Vanguard Mega Cap Value ETF Total+5.5% shares
BIL SPDR Brcy1-3 Ser+5.1% shares

Reduced

MGC Vanguard Mega Cap ETF Total-34.1% shares
SPYD Spdr Series Trust-34.0% shares
SLYV Spdr Series Trust-31.6% shares
VFH Vanguard Financials ETF-30.3% shares
XLK State Street Technology Select Sector Sp-27.3% shares
BRK-B Berkshire Hathaway Inc Del-26.3% shares
BILS Spdr Series Trust-22.7% shares
AAPL Apple Inc-20.2% shares

Left the top 50

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +14.5% /yr; S&P 500 +20.1%
3 years: +13.8% /yr; S&P 500 +20.4%
5 years: +7.0% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value and rebuilt each quarter on the day the filing became public. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$682.6M	418
Q1 2026	$695.7M	437
Q4 2025	$680.9M	446
Q3 2025	$666.2M	425
Q2 2025	$578.4M	385
Q1 2025	$438.4M	340
Q4 2024	$226.3M	193
Q3 2024	$261.7M	241
Q2 2024	$199.8M	188
Q1 2024	$205.2M	189
Q4 2023	$248.5M	244
Q3 2023	$68.4M	101

Questions about Calton & Associates, Inc.'s portfolio

What stocks does Calton & Associates, Inc. own?

Calton & Associates, Inc.'s latest 13F, for Q2 2026 and filed Aug 10, 2026, lists 418 positions worth $682.6M. The largest are Invesco Qqq Tr (QQQ) at 6.1%, Northern Lts Fd Tr II (PSTR) at 3.8%, Spdr Series Trust (SPLG) at 3.4%, Spdr S&p 500 ETF Tr (SPY) at 3.2% and Fidelity High Dividend ETF Total (FDVV) at 2.6%.

What did Calton & Associates, Inc. buy last quarter?

In Q2 2026, Calton & Associates, Inc. added Vanguard Indx Fd (VUG) (+312.4% shares), Vanguard Scottsdale Fds (VCSH) (+32.7% shares) and Vaneck Semiconductor ETF (SMH) (+14.9% shares), compared with its Q1 2026 filing.

What did Calton & Associates, Inc. sell last quarter?

In Q2 2026, Calton & Associates, Inc. cut from its top 50 Schwab Strategic Tr (SGVT), cut from its top 50 Vanguard World Fd (VDC), cut from its top 50 Spdr Gold Shares (GLD), cut from its top 50 Select Sector Spdr Tr (XLV), cut from its top 50 Ssga Active ETF Tr (SRLN), Vanguard Mega Cap ETF Total (MGC) (-34.1% shares), Spdr Series Trust (SPYD) (-34.0% shares) and Spdr Series Trust (SLYV) (-31.6% shares), compared with its Q1 2026 filing.

How has Calton & Associates, Inc.'s portfolio performed?

A portfolio copying Calton & Associates, Inc.'s 20 largest 13F holdings each quarter, from the day each filing was public, returned +13.8% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +14.5% against +20.1%. Over 5 years: +7.0% a year against +11.6%.

When is Calton & Associates, Inc.'s next 13F filing due?

13F filings are due 45 days after each quarter ends. Calton & Associates, Inc.'s filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Calton & Associates, Inc. manage?

Calton & Associates, Inc. reported $1.6B of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $682.6M.