Q2 2026 13F · SEC CIK 702007

Caldwell Sutter Capital, Inc.

Wealth managerFiled 2026-08-05 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $265.2M
Reported positions: 927
Top holdings a year, 3 yrs: +16.0%
Assets under management: $605.7M

Caldwell Sutter Capital, Inc. is a wealth manager that reported 927 positions worth $265.2M in its Q2 2026 13F, filed 2026-08-05. Its largest holdings were Apple Inc (AAPL, 5.1%), Caterpillar Inc (CAT, 3.2%), Perma-Pipe Intl Hldgs Inc (PPIH, 2.4%). A portfolio copying its top holdings returned 16.0% a year over the last 3 years, against 22.3% for the S&P 500.

Caldwell Sutter Capital, Inc. holdings largest 50 of 927 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Caldwell Sutter Capital, Inc. 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
AAPLApple Inc	5.1%	4.8%	46,641	+0.1%	$13.5M
CATCaterpillar Inc	3.2%	2.4%	7,994	-2.3%	$8.5M
PPIHPerma-Pipe Intl Hldgs Inc	2.4%	2.8%	231,638	-1.1%	$6.3M
PLBCPlumas Bancorp	2.3%	2.1%	106,283	+0.0%	$6.2M
KNTKKinetik Holdings Inc	2.1%	2.3%	117,726	-0.7%	$5.7M
MSAMsa Safety Inc	1.9%	2.0%	28,879	-1.4%	$5.0M
SGOVIshares Tr	1.9%	1.8%	50,024	+13.9%	$5.0M
SSBISummit St Bk Santa Rosa Cali	1.8%	1.9%	349,284	+0.6%	$4.7M
VVisa Inc	1.7%	1.6%	12,850	-0.5%	$4.4M
DGICADonegal Group, Inc. A	1.6%	1.5%	226,439	+6.7%	$4.3M
BRK-BBerkshire Hathaway Inc Del	1.5%	1.4%	8,096	+13.8%	$4.1M
IVVIshares Tr	1.3%	1.3%	4,770	-1.1%	$3.6M
SENEASeneca Foods Corp New	1.3%	1.2%	19,596	-2.0%	$3.4M
VIGVanguard Specialized Funds	1.3%	1.2%	14,323	+0.8%	$3.4M
CSCOCisco Sys Inc	1.1%	0.9%	25,973	-4.0%	$3.1M
PKBKParke Bancorp Inc	1.1%	1.1%	91,336	+0.0%	$3.0M
CVXChevron Corporation	1.1%	1.4%	16,865	+0.3%	$2.8M
MSFTMicrosoft Corp	1.0%	1.1%	7,414	+1.9%	$2.8M
COSTCostco Wholesale Corporation	1.0%	1.2%	2,948	-2.2%	$2.8M
BCMLBaycom Corp	1.0%	1.0%	80,010	+0.0%	$2.6M
IGMIshares Tr	0.9%	0.8%	15,120	-3.8%	$2.5M
FSUNFirstsun Cap Bancorp	0.9%	0.9%	60,912	+4.4%	$2.4M
JPMJpmorgan Chase & Co	0.9%	1.1%	7,167	-20.3%	$2.3M
IBMInternational Business Machs	0.9%	0.8%	8,292	+0.5%	$2.3M
VTIVanguard Index Fds	0.8%	0.8%	5,982	-2.4%	$2.2M
CWBCCommunity West Bancshares	0.8%	0.7%	78,625	+6.1%	$2.1M
INBKFirst Internet Bancorp	0.8%	0.6%	74,899	-2.6%	$2.1M
MODModine Manufacturing Co	0.8%	1.1%	7,539	-41.7%	$2.0M
KYNKayne Anderson Energy Infrst	0.7%	0.8%	141,106	+0.0%	$2.0M
AXPAmerican Express Co	0.7%	0.9%	5,739	-21.8%	$1.9M
XOMExxonmobil Holdings Corp	0.7%	—	13,755	—	$1.9M
METAMeta Platforms Inc	0.7%	0.7%	3,189	+2.4%	$1.8M
UNPUnion Pac Corp	0.7%	0.6%	6,602	+1.3%	$1.8M
BANRBanner Corporation	0.7%	0.7%	26,074	-7.7%	$1.7M
NENNew England Rlty Assoc Ltd P	0.6%	0.7%	29,019	+0.0%	$1.7M
JNJJohnson & Johnson	0.6%	0.6%	6,576	+2.7%	$1.7M
HMSTMechanics Bancorp	0.6%	0.6%	103,285	+0.0%	$1.6M
ELSEElectro-Sensors Inc	0.6%	—	212,600	—	$1.6M
INTGIntergroup Corp	0.6%	0.5%	32,889	-1.0%	$1.6M
PEPPepsico Inc	0.6%	0.7%	11,518	+0.4%	$1.6M
ARLAmerican Rlty Invs Inc	0.6%	—	69,222	—	$1.5M
WLYWiley John & Sons Inc	0.6%	0.5%	31,535	+0.0%	$1.5M
CETCentral Secs Corp	0.6%	0.5%	28,121	+15.9%	$1.5M
MCIBarings Corporate Investors (M	0.6%	0.6%	83,984	+0.0%	$1.5M
INTCIntel Corp	0.6%	—	10,443	—	$1.5M
AMRKGold Com Inc	0.5%	0.6%	34,767	-2.9%	$1.4M
PFEPfizer Inc	0.5%	0.8%	56,959	-14.1%	$1.4M
USFRWisdomtree Tr	0.5%	0.5%	26,526	+11.2%	$1.3M
SMBKSmartfinancial Inc	0.5%	—	28,431	—	$1.3M
ABBVAbbvie Inc	0.5%	—	5,152	—	$1.3M

What Caldwell Sutter Capital, Inc. bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Added to

CET Central Secs Corp+15.9% shares
SGOV Ishares Tr+13.9% shares
BRK-B Berkshire Hathaway Inc Del+13.8% shares
USFR Wisdomtree Tr+11.2% shares
DGICA Donegal Group, Inc. A+6.7% shares
CWBC Community West Bancshares+6.1% shares

Reduced

MOD Modine Manufacturing Co-41.7% shares
AXP American Express Co-21.8% shares
JPM Jpmorgan Chase & Co-20.3% shares
PFE Pfizer Inc-14.1% shares
BANR Banner Corporation-7.7% shares

Left the top 50

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +16.1% /yr; S&P 500 +11.7%
3 years: +16.0% /yr; S&P 500 +22.3%
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$265.2M	927
Q1 2026	$245.9M	890
Q4 2025	$235.9M	875
Q3 2025	$234.1M	869
Q2 2025	$218.4M	855
Q1 2025	$210.2M	887
Q4 2024	$214.9M	897
Q3 2024	$214.6M	907
Q2 2024	$202.1M	920
Q1 2024	$207.8M	917
Q4 2023	$196.8M	953
Q3 2023	$180.7M	887

Questions about Caldwell Sutter Capital, Inc.'s portfolio

What stocks does Caldwell Sutter Capital, Inc. own?

Caldwell Sutter Capital, Inc.'s latest 13F, for Q2 2026 and filed Aug 5, 2026, lists 927 positions worth $265.2M. The largest are Apple Inc (AAPL) at 5.1%, Caterpillar Inc (CAT) at 3.2%, Perma-Pipe Intl Hldgs Inc (PPIH) at 2.4%, Plumas Bancorp (PLBC) at 2.3% and Kinetik Holdings Inc (KNTK) at 2.1%.

What did Caldwell Sutter Capital, Inc. buy last quarter?

In Q2 2026, Caldwell Sutter Capital, Inc. added Central Secs Corp (CET) (+15.9% shares), Ishares Tr (SGOV) (+13.9% shares) and Berkshire Hathaway Inc Del (BRK-B) (+13.8% shares), compared with its Q1 2026 filing.

What did Caldwell Sutter Capital, Inc. sell last quarter?

In Q2 2026, Caldwell Sutter Capital, Inc. cut from its top 50 Exxon Mobil Corp (XOM), cut from its top 50 Amrep Corp (AXR), cut from its top 50 Intuit (INTU), cut from its top 50 Natural Alternatives Intl (NAII), cut from its top 50 Verizon Communications Inc (VZ), Modine Manufacturing Co (MOD) (-41.7% shares), American Express Co (AXP) (-21.8% shares) and Jpmorgan Chase & Co (JPM) (-20.3% shares), compared with its Q1 2026 filing.

How has Caldwell Sutter Capital, Inc.'s portfolio performed?

A portfolio copying Caldwell Sutter Capital, Inc.'s 20 largest 13F holdings each quarter, from the day each filing was public, returned +16.0% a year over the last 3 years, against +22.3% for the S&P 500. Over 1 year: +16.1% against +11.7%.

When is Caldwell Sutter Capital, Inc.'s next 13F filing due?

13F filings are due 45 days after each quarter ends. Caldwell Sutter Capital, Inc.'s filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Caldwell Sutter Capital, Inc. manage?

Caldwell Sutter Capital, Inc. reported $605.7M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $265.2M.