Q3 2026 13F · SEC CIK 2021265

Broadway Wealth Solutions, Inc.

Wealth managerFiled 2026-10-21 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $223.0M
Reported positions: 88
Holdings vs S&P 500, 3 yrs: —
Assets under management: $308.1M

Broadway Wealth Solutions, Inc. is a wealth manager that reported 88 positions worth $223.0M in its Q3 2026 13F, filed 2026-10-21. Its largest holdings were Spdr Series Trust (SPLG, 22.0%), Victoryshares Short (USTB, 13.7%), Federated Hermes ETF Trust (FTRB, 13.2%).

Broadway Wealth Solutions, Inc. holdings largest 50 of 88 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Broadway Wealth Solutions, Inc. 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
SPLGSpdr Series Trust	22.0%	21.2%	546,641	+6.0%	$49.1M
USTBVictoryshares Short	13.7%	13.7%	612,191	+5.8%	$30.5M
FTRBFederated Hermes ETF Trust	13.2%	13.6%	1,229,917	+5.7%	$29.5M
AVDEAvantis International Equity ETF	8.6%	8.3%	211,905	+6.4%	$19.1M
AVEMAmerican Centy ETF Tr	3.9%	3.9%	92,198	+6.3%	$8.7M
JPIBJ P Morgan Exchange Traded F	3.8%	3.7%	180,447	+8.9%	$8.4M
FMDEFidelity Covington Trust	3.6%	3.6%	198,622	+5.4%	$8.0M
DFISDimensional ETF Trust	2.4%	2.3%	150,154	+6.1%	$5.4M
JGROJ P Morgan Exchange Traded F	2.1%	2.1%	47,614	+2.3%	$4.6M
SPTLSpdr Series Trust	2.0%	2.1%	188,121	+8.6%	$4.5M
AVUVAmerican Centy ETF Tr	1.7%	1.8%	32,376	+2.1%	$3.8M
NVDANvidia Corporation	1.7%	1.9%	16,367	-17.5%	$3.7M
NBSMNeuberger Berman ETF Trust	1.7%	1.7%	135,787	+4.5%	$3.7M
AAPLApple Inc	1.5%	1.3%	9,780	+0.0%	$3.3M
MSFTMicrosoft Corp	1.4%	1.1%	6,163	-0.4%	$3.2M
AMZNAmazon Com Inc	1.1%	1.0%	9,416	+4.0%	$2.3M
RTXRtx Corporation	0.9%	0.9%	10,439	+0.0%	$1.9M
COSTCostco Wholesale Corporation	0.8%	0.9%	2,026	+0.4%	$1.8M
AVGOBroadcom Inc	0.5%	0.6%	3,351	+4.5%	$1.2M
GOOGLAlphabet Inc	0.5%	0.6%	3,418	+3.8%	$1.2M
XOMExxonmobil Holdings Corp	0.5%	—	7,039	—	$1.1M
INTCIntel Corp	0.5%	0.6%	9,160	+4.1%	$1.1M
PANWPalo Alto Networks Inc	0.4%	0.5%	2,477	-16.9%	$984K
TSLATesla Inc	0.4%	0.6%	2,405	-23.8%	$853K
MRSHMarsh & Mclennan Cos	0.4%	0.5%	4,825	-19.1%	$824K
METAMeta Platforms Inc	0.3%	0.3%	1,051	+6.3%	$762K
VOOVanguard Index Fds	0.3%	—	1,074	—	$753K
JPMJpmorgan Chase & Co	0.3%	0.4%	2,268	-1.6%	$751K
CSCOCisco Sys Inc	0.3%	0.4%	6,687	-0.9%	$720K
IBMInternational Business Machs	0.3%	0.4%	3,057	+0.9%	$672K
JNJJohnson & Johnson	0.3%	0.3%	2,468	-1.9%	$653K
SPYState Str Spdr S&p 500 ETF T	0.3%	0.3%	777	-3.8%	$593K
QGROAmerican Centy ETF Tr	0.3%	0.3%	4,876	+0.0%	$572K
MCHPMicrochip Technology Inc.	0.2%	0.3%	6,919	+11.6%	$538K
GSGoldman Sachs Group Inc	0.2%	0.3%	587	-2.5%	$529K
WMTWalmart Inc	0.2%	0.2%	4,747	+9.6%	$493K
APHAmphenol Corp	0.2%	0.2%	5,709	+103.2%	$481K
CVXChevron Corporation	0.2%	0.2%	2,330	-0.3%	$476K
LLYEli Lilly & Co	0.2%	0.2%	406	-5.8%	$470K
VLOValero Energy Corp	0.2%	—	1,193	—	$463K
TMOThermo Fisher Scientific Inc	0.2%	0.2%	645	-14.1%	$436K
NOWServicenow Inc	0.2%	—	3,172	—	$425K
CRMSalesforce Inc	0.2%	—	1,851	—	$425K
VVisa Inc	0.2%	0.2%	1,155	-2.0%	$415K
DEDeere & Co	0.2%	0.2%	606	+0.0%	$407K
ULTAUlta Beauty Inc	0.2%	—	744	—	$406K
ETNEaton Corp PLC	0.2%	0.2%	935	+1.2%	$402K
IVVIshares Tr	0.2%	0.2%	518	+0.0%	$397K
SCHWCharles Schwab Corp (the)	0.2%	0.2%	3,965	-1.5%	$388K
UBERUber Technologies Inc	0.2%	0.2%	5,591	+3.1%	$383K

What Broadway Wealth Solutions, Inc. bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

APH Amphenol Corp+103.2% shares
MCHP Microchip Technology Inc.+11.6% shares
WMT Walmart Inc+9.6% shares
JPIB J P Morgan Exchange Traded F+8.9% shares
SPTL Spdr Series Trust+8.6% shares
AVDE Avantis International Equity ETF+6.4% shares
AVEM American Centy ETF Tr+6.3% shares
META Meta Platforms Inc+6.3% shares

Reduced

TSLA Tesla Inc-23.8% shares
MRSH Marsh & Mclennan Cos-19.1% shares
NVDA Nvidia Corporation-17.5% shares
PANW Palo Alto Networks Inc-16.9% shares
TMO Thermo Fisher Scientific Inc-14.1% shares
LLY Eli Lilly & Co-5.8% shares

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +2.8% /yr; S&P 500 +11.7%
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$223.0M	88
Q2 2026	$214.1M	92
Q1 2026	$193.4M	95
Q4 2025	$187.2M	93
Q3 2025	$178.3M	97
Q2 2025	$160.6M	94
Q1 2025	$137.0M	88
Q4 2024	$131.8M	92

Questions about Broadway Wealth Solutions, Inc.'s portfolio

What stocks does Broadway Wealth Solutions, Inc. own?

Broadway Wealth Solutions, Inc.'s latest 13F, for Q3 2026 and filed Oct 21, 2026, lists 88 positions worth $223.0M. The largest are Spdr Series Trust (SPLG) at 22.0%, Victoryshares Short (USTB) at 13.7%, Federated Hermes ETF Trust (FTRB) at 13.2%, Avantis International Equity ETF (AVDE) at 8.6% and American Centy ETF Tr (AVEM) at 3.9%.

What did Broadway Wealth Solutions, Inc. buy last quarter?

In Q3 2026, Broadway Wealth Solutions, Inc. added Amphenol Corp (APH) (+103.2% shares), Microchip Technology Inc. (MCHP) (+11.6% shares) and Walmart Inc (WMT) (+9.6% shares), compared with its Q2 2026 filing.

What did Broadway Wealth Solutions, Inc. sell last quarter?

In Q3 2026, Broadway Wealth Solutions, Inc. cut from its top 50 Booking Holdings Inc (BKNG), cut from its top 50 Waste Mgmt Inc Del (WM), cut from its top 50 Ishares Gold Tr (IAU), cut from its top 50 Tjx Cos Inc New (TJX), cut from its top 50 Dell Technologies Inc (DELL), Tesla Inc (TSLA) (-23.8% shares), Marsh & Mclennan Cos (MRSH) (-19.1% shares) and Nvidia Corporation (NVDA) (-17.5% shares), compared with its Q2 2026 filing.

When is Broadway Wealth Solutions, Inc.'s next 13F filing due?

13F filings are due 45 days after each quarter ends. Broadway Wealth Solutions, Inc.'s filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Broadway Wealth Solutions, Inc. manage?

Broadway Wealth Solutions, Inc. reported $308.1M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $223.0M.