Q3 2026 13F · SEC CIK 1832093

Baron Financial Group, LLC

Wealth managerFiled 2026-10-09 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $205.3M
Reported positions: 57
Top holdings a year, 3 yrs: +15.1%
Assets under management: $369.1M

Baron Financial Group, LLC is a wealth manager that reported 57 positions worth $205.3M in its Q3 2026 13F, filed 2026-10-09. Its largest holdings were State Str Spdr S&p 500 ETF T (SPY, 12.4%), Ishares Tr (IWM, 9.5%), Invesco Qqq Tr (QQQ, 7.8%). A portfolio copying its top holdings returned 15.1% a year over the last 3 years, against 20.4% for the S&P 500.

Baron Financial Group, LLC holdings largest 50 of 57 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Baron Financial Group, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
SPYState Str Spdr S&p 500 ETF T	12.4%	11.9%	33,328	+0.1%	$25.4M
IWMIshares Tr	9.5%	10.3%	70,503	-2.0%	$19.6M
QQQInvesco Qqq Tr	7.8%	7.6%	21,665	-0.1%	$16.0M
VTIPVanguard Malvern Fds	6.7%	6.6%	280,745	+2.7%	$13.8M
IWRIshares Tr	4.4%	4.2%	84,361	+5.8%	$9.0M
EFAIshares Tr	3.8%	3.7%	74,156	-0.5%	$7.7M
CWBSpdr Series Trust	3.5%	3.7%	71,101	-0.7%	$7.2M
EEMIshares Tr	3.0%	3.1%	93,542	-0.3%	$6.2M
GLDSpdr Gold Tr	2.9%	2.8%	15,824	-1.1%	$6.0M
BNDXVanguard Charlotte Fds	2.8%	2.7%	121,620	+4.0%	$5.7M
VNQVanguard Index Fds	2.8%	2.9%	63,212	-0.2%	$5.7M
ICVTIshares Tr	2.7%	2.9%	49,089	-0.7%	$5.5M
CGWInvesco S&p Global Water Index ETF	2.5%	2.6%	82,603	-0.1%	$5.1M
DIVOAmplify ETF Tr	2.4%	2.3%	108,040	+0.9%	$5.0M
IQLTIshares Tr	2.4%	2.4%	99,135	-0.6%	$4.9M
SUBIshares Tr	2.1%	2.1%	40,725	-0.2%	$4.3M
VHTVanguard World Fd	2.0%	2.0%	13,010	-6.2%	$4.1M
IJRIshares Tr	1.9%	2.1%	29,120	-2.5%	$4.0M
BWXSpdr Series Trust	1.8%	1.7%	177,376	+7.8%	$3.8M
IWFIshares Tr	1.8%	1.7%	28,952	-0.4%	$3.6M
QAINylim ETF Tr	1.7%	1.7%	99,257	+0.4%	$3.6M
VBVanguard Index Fds	1.6%	1.7%	11,384	-2.0%	$3.2M
SPDWSpdr Index Shs Fds	1.5%	1.5%	60,992	+0.4%	$3.1M
IEMGIshares Inc	1.5%	1.5%	37,601	-0.2%	$3.1M
ESGDiShares ESG Aware MSCI EAFE ETF	1.4%	1.5%	27,600	-8.4%	$2.8M
IWDIshares Tr	1.3%	1.3%	10,806	-1.9%	$2.7M
MDYState Str Spdr S&p Midcap 40	1.2%	1.3%	3,885	+0.1%	$2.6M
VTIVanguard Index Fds	1.0%	1.0%	5,711	-1.6%	$2.1M
SPGPInvesco Exchange Traded Fd T	1.0%	1.0%	17,213	-3.2%	$2.0M
AAPLApple Inc	0.9%	0.8%	5,737	-4.2%	$1.9M
ESGEiShares ESG Aware MSCI EM ETF	0.9%	0.9%	33,631	-7.5%	$1.8M
IJHIshares Tr	0.9%	0.9%	24,422	+4.6%	$1.8M
XOMExxonmobil Holdings Corp	0.5%	—	6,645	—	$1.1M
CCitigroup Inc	0.5%	0.5%	7,809	+0.0%	$1.0M
VOOVanguard Index Fds	0.5%	0.4%	1,395	+5.0%	$978K
XLUSelect Sector Spdr Tr	0.5%	0.5%	24,127	+8.6%	$952K
SRVRPacer Fds Tr	0.4%	0.4%	29,298	+9.7%	$830K
MSFTMicrosoft Corp	0.4%	0.3%	1,595	+0.1%	$818K
VGTVanguard World Fd	0.3%	0.3%	5,024	+0.0%	$631K
IBMInternational Business Machs	0.3%	0.4%	2,665	+0.2%	$586K
ARCCAres Capital Corp	0.2%	0.2%	25,977	+0.0%	$496K
BSVVanguard Bd Index Fds	0.2%	0.2%	5,920	-0.3%	$452K
MTUMIshares Tr	0.2%	0.2%	1,365	-7.1%	$433K
ABBVAbbvie Inc	0.2%	0.2%	1,309	+0.0%	$342K
GRIDFirst Tr Exchange-Traded Fd	0.2%	0.2%	1,929	+13.0%	$342K
VIGVanguard Specialized Funds	0.2%	0.2%	1,367	+0.0%	$319K
IEFAIshares Tr	0.2%	0.1%	3,191	-1.2%	$309K
CLColgate Palmolive Co	0.1%	0.1%	3,415	+0.0%	$291K
JPMJpmorgan Chase & Co	0.1%	0.1%	815	+0.0%	$270K
ICLNIshares Tr	0.1%	—	14,475	—	$246K

What Baron Financial Group, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +19.1% /yr; S&P 500 +20.1%
3 years: +15.1% /yr; S&P 500 +20.4%
5 years: +6.5% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$205.3M	57
Q2 2026	$209.6M	56
Q1 2026	$185.4M	53
Q4 2025	$186.5M	57
Q3 2025	$182.5M	50
Q2 2025	$170.4M	49
Q1 2025	$159.0M	47
Q4 2024	$161.3M	50
Q3 2024	$163.5M	47
Q2 2024	$157.3M	47
Q1 2024	$162.1M	50
Q4 2023	$156.8M	51

Questions about Baron Financial Group, LLC's portfolio

What stocks does Baron Financial Group, LLC own?

Baron Financial Group, LLC's latest 13F, for Q3 2026 and filed Oct 9, 2026, lists 57 positions worth $205.3M. The largest are State Str Spdr S&p 500 ETF T (SPY) at 12.4%, Ishares Tr (IWM) at 9.5%, Invesco Qqq Tr (QQQ) at 7.8%, Vanguard Malvern Fds (VTIP) at 6.7% and Ishares Tr (IWR) at 4.4%.

What did Baron Financial Group, LLC buy last quarter?

In Q3 2026, Baron Financial Group, LLC added First Tr Exchange-Traded Fd (GRID) (+13.0% shares), Pacer Fds Tr (SRVR) (+9.7% shares) and Select Sector Spdr Tr (XLU) (+8.6% shares), compared with its Q2 2026 filing.

What did Baron Financial Group, LLC sell last quarter?

In Q3 2026, Baron Financial Group, LLC cut from its top 50 Exxon Mobil Corp (XOM), cut from its top 50 Nvidia Corporation (NVDA), iShares ESG Aware MSCI EAFE ETF (ESGD) (-8.4% shares), iShares ESG Aware MSCI EM ETF (ESGE) (-7.5% shares) and Ishares Tr (MTUM) (-7.1% shares), compared with its Q2 2026 filing.

How has Baron Financial Group, LLC's portfolio performed?

A portfolio copying Baron Financial Group, LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +15.1% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +19.1% against +20.1%. Over 5 years: +6.5% a year against +11.6%.

When is Baron Financial Group, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Baron Financial Group, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Baron Financial Group, LLC manage?

Baron Financial Group, LLC reported $369.1M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $205.3M.