Q3 2026 13F · SEC CIK 2106928

Ballast Rock Private Wealth LLC

Wealth managerFiled 2026-10-26 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $214.2M
Reported positions: 202
Holdings vs S&P 500, 3 yrs: —
Assets under management: $405.7M

Ballast Rock Private Wealth LLC is a wealth manager that reported 202 positions worth $214.2M in its Q3 2026 13F, filed 2026-10-26. Its largest holdings were Apple Inc (AAPL, 5.0%), Pgim ETF Tr (PAAA, 3.9%), Janus Detroit Str Tr (JAAA, 2.5%).

Ballast Rock Private Wealth LLC holdings largest 50 of 202 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Ballast Rock Private Wealth LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
AAPLApple Inc	5.0%	4.3%	31,916	+0.1%	$10.6M
PAAAPgim ETF Tr	3.9%	6.1%	163,793	-36.1%	$8.4M
JAAAJanus Detroit Str Tr	2.5%	4.7%	107,420	-46.0%	$5.4M
SPYState Str Spdr S&p 500 ETF T	2.5%	1.9%	7,097	+30.7%	$5.4M
JQUAJpmorgan U.s. Quality Factor ETF	2.2%	2.0%	65,017	+8.0%	$4.8M
VTECVanguard Calif Tax Free Fds	2.2%	2.3%	50,443	+0.8%	$4.8M
VOOVanguard Index Fds	2.2%	2.0%	6,627	+5.7%	$4.6M
BALTInnovator Etfs Trust	2.1%	2.0%	128,508	-0.6%	$4.5M
SCHXSchwab Strategic Tr	1.9%	1.9%	136,684	+0.1%	$4.1M
NVDANvidia Corporation	1.9%	1.6%	17,500	+2.0%	$4.0M
JPMJpmorgan Chase & Co	1.8%	1.8%	11,579	+0.0%	$3.8M
IVVIshares Tr	1.7%	1.7%	4,784	+0.1%	$3.7M
QQQInvesco Qqq Tr	1.6%	1.6%	4,722	+0.2%	$3.5M
SCHFSchwab Strategic Tr	1.6%	1.5%	124,571	+6.7%	$3.4M
VONEVanguard Scottsdale Fds	1.5%	1.3%	9,470	+14.4%	$3.3M
VTIVanguard Index Fds	1.5%	1.4%	8,428	+0.8%	$3.2M
LRCXLam Research Corp	1.4%	1.9%	9,363	-0.0%	$3.1M
VIGIVanguard Whitehall Fds	1.4%	1.3%	32,230	+9.6%	$3.0M
DFAUDimensional ETF Trust	1.4%	1.4%	57,093	-4.6%	$3.0M
CMFIshares Tr	1.4%	1.4%	54,495	+0.5%	$2.9M
MSFTMicrosoft Corp	1.3%	1.0%	5,566	-0.4%	$2.9M
AMATApplied Matls Inc	1.2%	1.7%	5,209	+0.1%	$2.7M
GOOGLAlphabet Inc	1.2%	1.2%	7,558	+0.1%	$2.6M
SCHOSchwab Strategic Tr	1.2%	1.1%	107,647	+6.4%	$2.6M
SFLRInnovator Etfs Trust	1.2%	0.8%	64,341	+35.7%	$2.5M
DFCFDimensional ETF Trust	1.1%	1.1%	59,350	+6.9%	$2.4M
DYNFBlackrock ETF Trust	1.0%	0.9%	31,956	+15.2%	$2.2M
GLDSpdr Gold Tr	1.0%	1.0%	5,595	-1.2%	$2.1M
CATFAmerican Centy ETF Tr	0.9%	1.0%	41,818	+0.9%	$2.0M
XLESelect Sector Spdr Tr	0.9%	—	29,847	—	$1.8M
IEFAIshares Tr	0.8%	0.8%	18,452	+6.5%	$1.8M
RSPInvesco Exchange Traded Fd T	0.8%	0.7%	8,059	+20.4%	$1.7M
SCHWCharles Schwab Corp (the)	0.8%	0.7%	16,612	+0.0%	$1.6M
BIVVanguard Bd Index Fds	0.8%	0.9%	22,092	-15.6%	$1.6M
EFAIshares Tr	0.7%	—	15,436	—	$1.6M
GMAYFirst Tr Exchng Traded Fd Vi	0.7%	0.7%	35,739	+0.0%	$1.6M
SPABSpdr Series Trust	0.7%	0.7%	62,311	+3.5%	$1.5M
XLKSelect Sector Spdr Tr	0.7%	0.7%	7,559	-1.3%	$1.5M
IWMIshares Tr	0.7%	0.7%	5,213	+0.0%	$1.4M
IVWIshares Tr	0.7%	0.6%	10,146	+0.0%	$1.4M
AMZNAmazon Com Inc	0.7%	0.7%	5,765	-12.8%	$1.4M
IEMGIshares Inc	0.7%	0.6%	17,340	+3.7%	$1.4M
IJHIshares Tr	0.6%	1.2%	19,122	-45.0%	$1.4M
VTVVanguard Index Fds	0.6%	0.6%	6,160	-0.6%	$1.3M
DXJWisdomtree Tr	0.6%	0.6%	7,210	+0.0%	$1.3M
PMARInnovator Etfs Trust	0.6%	0.6%	26,496	-1.6%	$1.3M
SCHBSchwab Strategic Tr	0.6%	0.6%	42,442	-3.1%	$1.2M
DDSQInnovator Etfs Trust	0.6%	—	57,389	—	$1.2M
VIGVanguard Specialized Funds	0.6%	0.5%	5,142	+2.6%	$1.2M
DFAIDimensional ETF Trust	0.5%	0.6%	28,269	-2.2%	$1.2M

What Ballast Rock Private Wealth LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

SFLR Innovator Etfs Trust+35.7% shares
SPY State Str Spdr S&p 500 ETF T+30.7% shares
RSP Invesco Exchange Traded Fd T+20.4% shares
DYNF Blackrock ETF Trust+15.2% shares
VONE Vanguard Scottsdale Fds+14.4% shares
VIGI Vanguard Whitehall Fds+9.6% shares
JQUA Jpmorgan U.s. Quality Factor ETF+8.0% shares
DFCF Dimensional ETF Trust+6.9% shares

Reduced

JAAA Janus Detroit Str Tr-46.0% shares
IJH Ishares Tr-45.0% shares
PAAA Pgim ETF Tr-36.1% shares
BIV Vanguard Bd Index Fds-15.6% shares
AMZN Amazon Com Inc-12.8% shares

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: —
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$214.2M	202
Q2 2026	$216.5M	192
Q1 2026	$180.8M	177
Q4 2025	$160.0M	171

Questions about Ballast Rock Private Wealth LLC's portfolio

What stocks does Ballast Rock Private Wealth LLC own?

Ballast Rock Private Wealth LLC's latest 13F, for Q3 2026 and filed Oct 26, 2026, lists 202 positions worth $214.2M. The largest are Apple Inc (AAPL) at 5.0%, Pgim ETF Tr (PAAA) at 3.9%, Janus Detroit Str Tr (JAAA) at 2.5%, State Str Spdr S&p 500 ETF T (SPY) at 2.5% and Jpmorgan U.s. Quality Factor ETF (JQUA) at 2.2%.

What did Ballast Rock Private Wealth LLC buy last quarter?

In Q3 2026, Ballast Rock Private Wealth LLC added Innovator Etfs Trust (SFLR) (+35.7% shares), State Str Spdr S&p 500 ETF T (SPY) (+30.7% shares) and Invesco Exchange Traded Fd T (RSP) (+20.4% shares), compared with its Q2 2026 filing.

What did Ballast Rock Private Wealth LLC sell last quarter?

In Q3 2026, Ballast Rock Private Wealth LLC cut from its top 50 Ishares Tr (SUB), cut from its top 50 Ishares Tr (EEM), cut from its top 50 Ishares Tr (IYR), Janus Detroit Str Tr (JAAA) (-46.0% shares), Ishares Tr (IJH) (-45.0% shares) and Pgim ETF Tr (PAAA) (-36.1% shares), compared with its Q2 2026 filing.

When is Ballast Rock Private Wealth LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Ballast Rock Private Wealth LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Ballast Rock Private Wealth LLC manage?

Ballast Rock Private Wealth LLC reported $405.7M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $214.2M.