Q3 2026 13F · SEC CIK 1464811

B. Riley Wealth Advisors, Inc.

Wealth managerFiled 2026-10-13 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $2.5B
Reported positions: 997
Top holdings a year, 3 yrs: +22.3%
Assets under management: $4.2B

B. Riley Wealth Advisors, Inc. is a wealth manager that reported 997 positions worth $2.5B in its Q3 2026 13F, filed 2026-10-13. Its largest holdings were Nvidia Corporation (NVDA, 5.3%), Apple Inc (AAPL, 4.4%), Microsoft Corp (MSFT, 2.3%). A portfolio copying its top holdings returned 22.3% a year over the last 3 years, against 20.9% for the S&P 500.

B. Riley Wealth Advisors, Inc. holdings largest 50 of 997 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

B. Riley Wealth Advisors, Inc. 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
NVDANvidia Corporation	5.3%	5.3%	582,603	+16.1%	$133.1M
AAPLApple Inc	4.4%	3.5%	336,396	+47.7%	$112.0M
MSFTMicrosoft Corp	2.3%	1.6%	115,004	+40.6%	$59.0M
AMZNAmazon Com Inc	2.1%	2.0%	212,968	+40.7%	$53.1M
VUGVanguard Index Fds	2.0%	1.6%	555,179	+60.6%	$50.0M
IVVIshares Tr	2.0%	2.4%	64,810	+8.7%	$49.6M
METAMeta Platforms Inc	1.9%	1.8%	66,288	+11.6%	$48.1M
BILSpdr Series Trust	1.9%	0.5%	513,880	+444.5%	$47.1M
SPYState Str Spdr S&p 500 ETF T	1.4%	1.4%	45,385	+34.7%	$34.6M
GOOGLAlphabet Inc	1.2%	1.2%	88,512	+39.3%	$30.5M
PLTRPalantir Technologies Inc	1.2%	1.0%	155,587	-2.4%	$29.1M
LLYEli Lilly & Co	1.1%	1.5%	25,044	+12.3%	$29.0M
QQQInvesco Qqq Tr	1.1%	1.2%	38,131	+30.3%	$28.2M
CRWDCrowdstrike Hldgs Inc	1.1%	1.0%	103,966	+325.7%	$27.5M
GOOGAlphabet Inc	1.1%	1.0%	80,681	+48.7%	$27.5M
AVGOBroadcom Inc	1.0%	1.2%	73,656	+28.2%	$25.9M
VTVVanguard Index Fds	1.0%	1.1%	116,706	+25.8%	$25.2M
APUETrust for Professional Manag	1.0%	1.3%	520,995	+2.0%	$24.5M
PANWPalo Alto Networks Inc	1.0%	1.1%	60,770	-0.7%	$24.1M
AMDAdvanced Micro Devices Inc	0.9%	1.0%	37,785	+9.2%	$23.1M
JPMJpmorgan Chase & Co	0.9%	0.9%	66,961	+34.2%	$22.2M
FVALFidelity Covington Trust	0.8%	—	264,270	—	$21.3M
LRCXLam Research Corp	0.8%	—	64,609	—	$21.2M
SMHVaneck ETF Trust	0.8%	1.1%	33,981	+2.7%	$20.7M
XLKSelect Sector Spdr Tr	0.8%	1.0%	104,810	+3.2%	$20.5M
MUMicron Technology Inc	0.8%	0.7%	18,529	+58.6%	$19.7M
BRK-BBerkshire Hathaway Inc Del	0.7%	0.7%	33,933	+37.3%	$16.9M
CSMProshares Tr	0.6%	0.8%	182,748	+12.2%	$15.9M
VGTVanguard World Fd	0.6%	—	125,064	—	$15.7M
CGBLCapital Group Core Balanced	0.6%	0.7%	417,954	+17.9%	$15.4M
JNJJohnson & Johnson	0.6%	0.7%	56,915	+15.8%	$15.1M
VOOVanguard Index Fds	0.6%	0.6%	20,809	+22.8%	$14.6M
VTIVanguard Index Fds	0.5%	0.5%	36,967	+44.7%	$13.8M
NFLXNetflix Inc.	0.5%	—	187,572	—	$13.1M
GLDSpdr Gold Tr	0.5%	0.5%	34,011	+49.1%	$13.0M
TSMTaiwan Semiconductor Manufac	0.5%	0.5%	27,025	+22.5%	$12.3M
JPSTJ P Morgan Exchange Traded F	0.5%	—	240,441	—	$12.1M
APIETrust for Professional Manag	0.4%	0.5%	287,611	+13.7%	$11.1M
TSLATesla Inc	0.4%	0.6%	30,734	+14.9%	$10.9M
VEAVanguard Ftse Developed Markets Index Fu	0.4%	0.6%	153,022	+6.5%	$10.8M
VIGVanguard Specialized Funds	0.4%	—	45,742	—	$10.7M
WMTWalmart Inc	0.4%	0.5%	99,656	+36.4%	$10.4M
ABBVAbbvie Inc	0.4%	0.4%	39,372	+22.2%	$10.3M
IAUIshares Gold Tr	0.4%	—	126,977	—	$9.9M
IVWIshares Tr	0.4%	0.5%	68,444	+5.2%	$9.7M
ICVTIshares Tr	0.4%	0.5%	84,954	+3.7%	$9.6M
FNXFirst Tr Exchange-Traded Alp	0.4%	—	71,053	—	$9.6M
GSGoldman Sachs Group Inc	0.4%	0.5%	10,419	+16.1%	$9.4M
STXSeagate Technology Hldngs Pl	0.4%	0.5%	10,078	-0.6%	$9.3M
XOMExxonmobil Holdings Corp	0.4%	—	57,085	—	$9.3M

What B. Riley Wealth Advisors, Inc. bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

BIL Spdr Series Trust+444.5% shares
CRWD Crowdstrike Hldgs Inc+325.7% shares
VUG Vanguard Index Fds+60.6% shares
MU Micron Technology Inc+58.6% shares
GLD Spdr Gold Tr+49.1% shares
GOOG Alphabet Inc+48.7% shares
AAPL Apple Inc+47.7% shares
VTI Vanguard Index Fds+44.7% shares

Reduced

No position shrank by more than 5%.

Left the top 50

GEV Ge Vernova Incwas 0.5%
DGRO Ishares Trwas 0.5%
PG Procter & Gamble Cowas 0.5%
ETN Eaton Corp PLCwas 0.5%
XMMO Invesco Exchange Traded Fd Twas 0.5%
IBM International Business Machswas 0.5%
FBND Fidelity Merrimack Str Trwas 0.5%
COF Capital One Finl Corpwas 0.4%

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +17.4% /yr; S&P 500 +22.0%
3 years: +22.3% /yr; S&P 500 +20.9%
5 years: +11.3% /yr; S&P 500 +11.4%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$2.5B	997
Q2 2026	$1.8B	831
Q1 2026	$1.5B	803
Q4 2025	$2.1B	934
Q3 2025	$2.1B	965
Q2 2025	$2.1B	955
Q4 2024	$3.1B	1,136
Q3 2024	$3.6B	1,263
Q2 2024	$3.9B	1,379
Q1 2024	$3.7B	1,445
Q4 2023	$3.7B	1,386
Q3 2023	$3.7B	1,445

Questions about B. Riley Wealth Advisors, Inc.'s portfolio

What stocks does B. Riley Wealth Advisors, Inc. own?

B. Riley Wealth Advisors, Inc.'s latest 13F, for Q3 2026 and filed Oct 13, 2026, lists 997 positions worth $2.5B. The largest are Nvidia Corporation (NVDA) at 5.3%, Apple Inc (AAPL) at 4.4%, Microsoft Corp (MSFT) at 2.3%, Amazon Com Inc (AMZN) at 2.1% and Vanguard Index Fds (VUG) at 2.0%.

What did B. Riley Wealth Advisors, Inc. buy last quarter?

In Q3 2026, B. Riley Wealth Advisors, Inc. added Spdr Series Trust (BIL) (+444.5% shares), Crowdstrike Hldgs Inc (CRWD) (+325.7% shares) and Vanguard Index Fds (VUG) (+60.6% shares), compared with its Q2 2026 filing.

What did B. Riley Wealth Advisors, Inc. sell last quarter?

In Q3 2026, B. Riley Wealth Advisors, Inc. cut from its top 50 Ge Vernova Inc (GEV), cut from its top 50 Ishares Tr (DGRO), cut from its top 50 Procter & Gamble Co (PG), cut from its top 50 Eaton Corp PLC (ETN) and cut from its top 50 Invesco Exchange Traded Fd T (XMMO), compared with its Q2 2026 filing.

How has B. Riley Wealth Advisors, Inc.'s portfolio performed?

A portfolio copying B. Riley Wealth Advisors, Inc.'s 20 largest 13F holdings each quarter, from the day each filing was public, returned +22.3% a year over the last 3 years, against +20.9% for the S&P 500. Over 1 year: +17.4% against +22.0%. Over 5 years: +11.3% a year against +11.4%.

When is B. Riley Wealth Advisors, Inc.'s next 13F filing due?

13F filings are due 45 days after each quarter ends. B. Riley Wealth Advisors, Inc.'s filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does B. Riley Wealth Advisors, Inc. manage?

B. Riley Wealth Advisors, Inc. reported $4.2B of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $2.5B.