Q3 2026 13F · SEC CIK 1895252

Aspen Wealth Management LLC

Wealth managerFiled 2026-10-14 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $627.2M
Reported positions: 134
Top holdings a year, 3 yrs: +14.3%
Assets under management: $657.8M

Aspen Wealth Management LLC is a wealth manager that reported 134 positions worth $627.2M in its Q3 2026 13F, filed 2026-10-14. Its largest holdings were Dimensional ETF Trust (DFUS, 11.8%), Dimensional ETF Trust (DFIC, 9.8%), Ishares Tr (QUAL, 9.1%). A portfolio copying its top holdings returned 14.3% a year over the last 3 years, against 20.4% for the S&P 500.

Aspen Wealth Management LLC holdings largest 50 of 134 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Aspen Wealth Management LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
DFUSDimensional ETF Trust	11.8%	11.5%	889,269	+7.4%	$73.8M
DFICDimensional ETF Trust	9.8%	9.6%	1,640,569	+7.9%	$61.7M
QUALIshares Tr	9.1%	9.1%	256,465	+4.8%	$57.0M
IUSGIshares Tr	6.9%	6.8%	223,087	+5.6%	$43.2M
DFATDimensional ETF Trust	6.3%	6.9%	598,413	+2.3%	$39.8M
JCPBJ P Morgan Exchange Traded F	5.8%	6.8%	807,724	-5.2%	$36.2M
DFACDimensional ETF Trust	5.6%	5.9%	786,187	+1.0%	$34.9M
VWOVanguard Intl Equity Index F	3.9%	3.8%	413,000	+10.3%	$24.5M
MUBIshares Tr	2.6%	1.6%	163,831	+92.7%	$16.6M
JPSTJ P Morgan Exchange Traded F	2.3%	2.3%	281,556	+7.4%	$14.2M
AGGIshares Tr	1.9%	0.6%	123,830	+236.0%	$11.7M
JMUBJ P Morgan Exchange Traded F	1.9%	2.6%	246,045	-19.1%	$11.7M
SPYState Str Spdr S&p 500 ETF T	1.8%	1.8%	14,991	+6.7%	$11.5M
JMSTJ P Morgan Exchange Traded F	1.8%	1.7%	220,543	+12.7%	$11.2M
DFAIDimensional ETF Trust	1.7%	1.8%	258,255	-1.0%	$10.7M
VUGVanguard Index Fds	1.7%	1.7%	115,707	+0.4%	$10.4M
DFARDfa Invt Dimensions Group in	1.7%	—	430,599	—	$10.4M
DFAUDimensional ETF Trust	1.4%	1.4%	162,258	-0.2%	$8.5M
BINCBlackrock ETF Trust II	1.2%	—	142,580	—	$7.2M
VIGVanguard Specialized Funds	1.1%	1.2%	29,938	-0.2%	$7.0M
DFASDimensional ETF Trust	1.0%	0.8%	77,678	+40.2%	$6.0M
XOMExxonmobil Holdings Corp	0.9%	—	35,461	—	$5.8M
WMTWalmart Inc	0.9%	1.0%	53,125	+2.0%	$5.5M
ITOTIshares Tr	0.8%	0.9%	31,073	+0.3%	$5.2M
DFEMDimensional ETF Trust	0.8%	1.0%	128,713	-8.5%	$5.1M
AAPLApple Inc	0.8%	0.7%	15,239	+9.3%	$5.1M
SUBIshares Tr	0.7%	0.4%	43,748	+99.6%	$4.6M
MSFTMicrosoft Corp	0.4%	0.4%	5,150	-11.6%	$2.6M
SPLGSpdr Series Trust	0.4%	0.4%	27,231	+0.5%	$2.4M
VOOVanguard Index Fds	0.4%	0.4%	3,475	+1.1%	$2.4M
USRTIshares Tr	0.4%	0.2%	37,016	+88.3%	$2.3M
QQQInvesco Qqq Tr	0.3%	—	2,820	—	$2.1M
VTIVanguard Index Fds	0.3%	0.3%	5,512	+0.4%	$2.1M
NVDANvidia Corporation	0.3%	0.2%	8,778	+43.1%	$2.0M
DFNMDimensional ETF Trust	0.3%	0.6%	42,511	-43.3%	$2.0M
BRK-BBerkshire Hathaway Inc Del	0.3%	0.3%	3,857	+17.7%	$1.9M
CFRCullen Frost Bankers Inc	0.3%	0.3%	12,445	+0.2%	$1.9M
JQUAJpmorgan U.s. Quality Factor ETF	0.3%	0.3%	24,856	-0.3%	$1.8M
DFUVDimensional ETF Trust	0.3%	0.3%	32,755	+0.0%	$1.8M
JPMJpmorgan Chase & Co	0.3%	0.3%	5,429	+10.0%	$1.8M
IWFIshares Tr	0.3%	0.3%	13,419	+0.1%	$1.7M
AMZNAmazon Com Inc	0.2%	0.2%	6,151	+25.2%	$1.5M
IEFAIshares Tr	0.2%	0.3%	15,656	+1.4%	$1.5M
COSTCostco Wholesale Corporation	0.2%	0.2%	1,596	+19.5%	$1.5M
IVVIshares Tr	0.2%	0.2%	1,838	+6.6%	$1.4M
IBMOIshares Ibonds	0.2%	—	54,780	—	$1.4M
VTVVanguard Index Fds	0.2%	0.2%	6,395	+0.4%	$1.4M
IBMPIshares Ibonds	0.2%	—	53,351	—	$1.3M
VVVanguard Index Fds	0.2%	0.2%	3,754	+0.3%	$1.3M
GOOGAlphabet Inc	0.2%	—	3,775	—	$1.3M

What Aspen Wealth Management LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

AGG Ishares Tr+236.0% shares
SUB Ishares Tr+99.6% shares
MUB Ishares Tr+92.7% shares
USRT Ishares Tr+88.3% shares
NVDA Nvidia Corporation+43.1% shares
DFAS Dimensional ETF Trust+40.2% shares
AMZN Amazon Com Inc+25.2% shares
COST Costco Wholesale Corporation+19.5% shares

Reduced

DFNM Dimensional ETF Trust-43.3% shares
JMUB J P Morgan Exchange Traded F-19.1% shares
MSFT Microsoft Corp-11.6% shares
DFEM Dimensional ETF Trust-8.5% shares
JCPB J P Morgan Exchange Traded F-5.2% shares

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +17.7% /yr; S&P 500 +20.1%
3 years: +14.3% /yr; S&P 500 +20.4%
5 years: +8.6% /yr; S&P 500 +13.0%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$627.2M	134
Q2 2026	$588.7M	132
Q1 2026	$501.2M	124
Q4 2025	$476.2M	118
Q3 2025	$450.4M	107
Q2 2025	$403.1M	88
Q1 2025	$353.4M	86
Q4 2024	$337.4M	86
Q3 2024	$329.4M	89
Q2 2024	$289.2M	83
Q1 2024	$259.0M	73
Q4 2023	$223.2M	74

Questions about Aspen Wealth Management LLC's portfolio

What stocks does Aspen Wealth Management LLC own?

Aspen Wealth Management LLC's latest 13F, for Q3 2026 and filed Oct 14, 2026, lists 134 positions worth $627.2M. The largest are Dimensional ETF Trust (DFUS) at 11.8%, Dimensional ETF Trust (DFIC) at 9.8%, Ishares Tr (QUAL) at 9.1%, Ishares Tr (IUSG) at 6.9% and Dimensional ETF Trust (DFAT) at 6.3%.

What did Aspen Wealth Management LLC buy last quarter?

In Q3 2026, Aspen Wealth Management LLC added Ishares Tr (AGG) (+236.0% shares), Ishares Tr (SUB) (+99.6% shares) and Ishares Tr (MUB) (+92.7% shares), compared with its Q2 2026 filing.

What did Aspen Wealth Management LLC sell last quarter?

In Q3 2026, Aspen Wealth Management LLC cut from its top 50 Dimensional US Real (DFAR), cut from its top 50 Dimensional ETF Trust (DUHP), cut from its top 50 Exxon Mobil Corp (XOM), cut from its top 50 Ishares Tr (FLOT), cut from its top 50 Blackrock ETF Trust II (HYMU), Dimensional ETF Trust (DFNM) (-43.3% shares), J P Morgan Exchange Traded F (JMUB) (-19.1% shares) and Microsoft Corp (MSFT) (-11.6% shares), compared with its Q2 2026 filing.

How has Aspen Wealth Management LLC's portfolio performed?

A portfolio copying Aspen Wealth Management LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +14.3% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +17.7% against +20.1%. Over 5 years: +8.6% a year against +13.0%.

When is Aspen Wealth Management LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Aspen Wealth Management LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Aspen Wealth Management LLC manage?

Aspen Wealth Management LLC reported $657.8M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $627.2M.