Q3 2026 13F · SEC CIK 2111450

Appalachian Capital Management Ltd

Wealth managerFiled 2026-10-14 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $139.4M
Reported positions: 48
Holdings vs S&P 500, 3 yrs: —
Assets under management: $175.3M

Appalachian Capital Management Ltd is a wealth manager that reported 48 positions worth $139.4M in its Q3 2026 13F, filed 2026-10-14. Its largest holdings were Schwab Strategic Tr (SCHB, 33.1%), Schwab Strategic Tr (SCHD, 7.5%), Spdr Series Trust (SPTI, 6.8%).

Appalachian Capital Management Ltd holdings all 48 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Appalachian Capital Management Ltd 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
SCHBSchwab Strategic Tr	33.1%	33.1%	1,575,194	-0.1%	$46.2M
SCHDSchwab Strategic Tr	7.5%	7.4%	321,346	+0.5%	$10.5M
SPTISpdr Series Trust	6.8%	7.0%	350,100	+2.9%	$9.6M
OAKMOakmark U.s. Large Cap ETF	6.5%	6.2%	307,001	+0.7%	$9.0M
OAKIHarris Oakmark ETF Trust	6.3%	6.4%	343,198	+0.5%	$8.8M
UCONFirst Tr Exchng Traded Fd Vi	6.3%	6.5%	367,333	+1.4%	$8.7M
SPTLSpdr Series Trust	6.2%	6.7%	360,162	+2.3%	$8.6M
QQQMInvesco Exch Traded Fd Tr II	5.8%	5.8%	26,541	+0.0%	$8.1M
QQQInvesco Qqq Tr	3.0%	3.0%	5,666	-0.3%	$4.2M
XLFSelect Sector Spdr Tr	2.0%	2.1%	53,467	-0.2%	$2.9M
VCITVanguard Scottsdale Fds	1.9%	2.0%	34,011	+3.3%	$2.7M
RDVYFirst Tr Exchange Traded Fd	1.4%	1.4%	24,452	+1.7%	$1.9M
BABoeing Co	0.8%	0.9%	5,851	-0.3%	$1.1M
AMZNAmazon Com Inc	0.8%	0.7%	4,218	+0.0%	$1.1M
XOMExxonmobil Holdings Corp	0.7%	New	5,747	—	$935K
KRESpdr Series Trust	0.6%	0.6%	11,987	+0.4%	$832K
BONDPimco ETF Tr	0.6%	0.7%	9,443	-3.1%	$821K
NVDANvidia Corporation	0.6%	0.5%	3,579	+10.9%	$817K
AMDAdvanced Micro Devices Inc	0.6%	0.6%	1,335	+0.0%	$817K
VLOValero Energy Corp	0.6%	0.4%	2,100	+0.0%	$814K
CRWDCrowdstrike Hldgs Inc	0.6%	0.4%	2,924	+300.0%	$774K
GOOGAlphabet Inc	0.5%	0.5%	2,110	+7.7%	$719K
TSLATesla Inc	0.5%	0.5%	1,783	+0.0%	$633K
PIDInvesco International Dividend Achievers	0.4%	0.5%	27,913	-5.5%	$597K
FVDFirst Tr Exchange-Traded Fd	0.4%	0.4%	12,331	-0.9%	$578K
SCHZSchwab Strategic Tr	0.4%	0.4%	25,628	+0.7%	$566K
SPLVInvesco Exch Traded Fd Tr II	0.4%	0.4%	7,657	+0.5%	$540K
UBCPUnited Bancorp Inc Ohio	0.4%	0.4%	33,402	+0.0%	$494K
MSFTMicrosoft Corp	0.3%	0.2%	922	+0.2%	$473K
BITBBitwise Bitcoin ETF Tr	0.3%	0.3%	10,092	-26.5%	$458K
CVXChevron Corporation	0.3%	0.3%	2,218	+0.0%	$453K
LLYEli Lilly & Co	0.3%	0.3%	364	+0.0%	$421K
SPCXSpace Exploration Techn Corp	0.3%	New	2,791	—	$421K
XLKSelect Sector Spdr Tr	0.3%	0.3%	2,025	+0.1%	$396K
SOXXIshares Tr	0.3%	0.3%	689	+0.0%	$392K
46090A804Invesco Actively Managed Exc	0.3%	0.3%	8,150	+1.1%	$363K
QLDProshares Tr	0.3%	0.4%	3,693	-41.3%	$353K
DIASpdr Dow Jones Indl Average	0.2%	0.3%	672	+0.0%	$342K
WSBCWesbanco Inc	0.2%	0.2%	8,332	+0.8%	$312K
VTRSViatris Inc	0.2%	0.2%	16,859	+0.7%	$299K
NFLXNetflix Inc.	0.2%	0.2%	4,007	-16.3%	$279K
VTVanguard Intl Equity Index F	0.2%	0.2%	1,657	+0.0%	$262K
SCHASchwab Strategic Tr	0.2%	0.2%	7,527	+0.3%	$246K
METAMeta Platforms Inc	0.2%	New	328	—	$238K
BPBp PLC	0.2%	New	5,000	—	$220K
SNDKSandisk Corp	0.2%	New	122	—	$212K
BITOProshares Tr	0.1%	New	15,579	—	$174K
EONREon Resources Inc	0.0%	0.0%	20,000	+0.0%	$10K

What Appalachian Capital Management Ltd bought and sold in Q3 2026, against Q2 2026.

Share counts compared with the Q2 2026 13F; a split also changes share counts.

How the holdings did against the S&P 500.

1 year: —
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$139.4M	48
Q2 2026	$137.9M	43
Q1 2026	$124.9M	45
Q4 2025	$124.8M	42

Questions about Appalachian Capital Management Ltd's portfolio

What stocks does Appalachian Capital Management Ltd own?

Appalachian Capital Management Ltd's latest 13F, for Q3 2026 and filed Oct 14, 2026, lists 48 positions worth $139.4M. The largest are Schwab Strategic Tr (SCHB) at 33.1%, Schwab Strategic Tr (SCHD) at 7.5%, Spdr Series Trust (SPTI) at 6.8%, Oakmark U.s. Large Cap ETF (OAKM) at 6.5% and Harris Oakmark ETF Trust (OAKI) at 6.3%.

What did Appalachian Capital Management Ltd buy last quarter?

In Q3 2026, Appalachian Capital Management Ltd added a new position in Exxonmobil Holdings Corp (XOM), a new position in Space Exploration Techn Corp (SPCX), a new position in Meta Platforms Inc (META), a new position in Bp PLC (BP), a new position in Sandisk Corp (SNDK), Crowdstrike Hldgs Inc (CRWD) (+300.0% shares), Nvidia Corporation (NVDA) (+10.9% shares) and Alphabet Inc (GOOG) (+7.7% shares), compared with its Q2 2026 filing.

What did Appalachian Capital Management Ltd sell last quarter?

In Q3 2026, Appalachian Capital Management Ltd sold all of Exxon Mobil Corp (XOM), Proshares Tr (QLD) (-41.3% shares), Bitwise Bitcoin ETF Tr (BITB) (-26.5% shares) and Netflix Inc. (NFLX) (-16.3% shares), compared with its Q2 2026 filing.

When is Appalachian Capital Management Ltd's next 13F filing due?

13F filings are due 45 days after each quarter ends. Appalachian Capital Management Ltd's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Appalachian Capital Management Ltd manage?

Appalachian Capital Management Ltd reported $175.3M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $139.4M.