Q2 2026 13F · SEC CIK 1746382
Altium Capital Management LLC
Hedge fundFiled 2026-08-12 for Q2 2026. Open the filing ↗ · All SEC filings ↗
- Reported 13F value
- $47.5M
- Reported positions
- 19
- Top holdings a year, 3 yrs
- +32.1%
- Average holding period
- 3 qtrs
Altium Capital Management LLC is a hedge fund that reported 19 positions worth $47.5M in its Q2 2026 13F, filed 2026-08-12. Its largest holdings were Royce Micro-Cap Tr Inc Com (RMT, 8.6%), Asa Gold and Precious Mtls Lmt Shs (ASA, 7.7%), Royce Small Cap Trust Inc Com (RVT, 7.5%). A portfolio copying its top holdings returned 32.1% a year over the last 3 years, against 21.3% for the S&P 500.
Altium Capital Management LLC holdings all 19 positions.
Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.
| Stock | % of 13F value | Share change | Reported value |
|---|---|---|---|
| RMTRoyce Micro-Cap Tr Inc Com | 8.6% | +14.4% | $4.1M |
| ASAAsa Gold and Precious Mtls Lmt Shs | 7.7% | +34.8% | $3.7M |
| RVTRoyce Small Cap Trust Inc Com | 7.5% | +0.0% | $3.6M |
| NBXGNeuberger Next Generation | 7.1% | +0.0% | $3.4M |
| PDXPIMCO Dynamic Income Strategy Fund | 6.9% | +0.0% | $3.3M |
| GAMGeneral Amern Invs Co Inc Com | 6.5% | +0.0% | $3.1M |
| PCQPimco Calif Mun Income Fd | 6.3% | +0.0% | $3.0M |
| TYTri Contl Corp Com | 6.3% | +9.6% | $3.0M |
| SPXXNuveen S&p 500 Dynamic Overw | 6.2% | +0.0% | $2.9M |
| CHWCalamos Gbl Dyn Income Fund | 6.2% | +0.0% | $2.9M |
| LEOBny Mellon Strategic Muns in | 6.0% | +0.0% | $2.8M |
| MXFMexico Fd Inc | 5.9% | +0.0% | $2.8M |
| HFROHighland Opps & Income Fd | 4.8% | +14.4% | $2.3M |
| AFBAlliancebernstein Natl Mun I | 4.2% | -21.2% | $2.0M |
| IIFMorgan Stanley India Invt Fd | 3.8% | +0.0% | $1.8M |
| JOFJapan Smaller Capitalization | 3.7% | +0.0% | $1.8M |
| DMADestra Multi-Alternative Fd | 0.9% | +0.0% | $409K |
| GFNew Germany Fd Inc | 0.8% | +32.8% | $379K |
| NDRAEndra Life Sciences Inc | 0.7% | +14.2% | $316K |
What Altium Capital Management LLC bought and sold in Q2 2026, against Q1 2026.
New positions
No new positions among the largest holdings.
Added to
- ASA Asa Gold and Precious Mtls Lmt Shs+34.8% shares
- GF New Germany Fd Inc+32.8% shares
- HFRO Highland Opps & Income Fd+14.4% shares
- RMT Royce Micro-Cap Tr Inc Com+14.4% shares
- NDRA Endra Life Sciences Inc+14.2% shares
- TY Tri Contl Corp Com+9.6% shares
Reduced
- AFB Alliancebernstein Natl Mun I-21.2% shares
Sold out
Nothing sold out.
Share counts compared with the Q1 2026 13F; a split also changes share counts.
How the holdings did against the S&P 500.
- 1 year
- +26.2% /yr
- S&P 500 +23.4%
- 3 years
- +32.1% /yr
- S&P 500 +21.3%
- 5 years
- +28.9% /yr
- S&P 500 +13.5%
A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.
Reported 13F value by quarter.
| Quarter | 13F value | Positions |
|---|---|---|
| Q2 2026 | $47.5M | 19 |
| Q1 2026 | $42.0M | 19 |
| Q4 2025 | $25.3M | 18 |
| Q1 2025 | $34.4M | 22 |
| Q4 2024 | $321.1M | 61 |
| Q3 2024 | $335.7M | 75 |
| Q2 2024 | $242.1M | 64 |
| Q1 2024 | $223.9M | 67 |
| Q4 2023 | $145.1M | 62 |
| Q3 2023 | $172.8M | 65 |
| Q2 2023 | $127.9M | 63 |
| Q1 2023 | $167.4M | 88 |
Questions about Altium Capital Management LLC's portfolio
What stocks does Altium Capital Management LLC own?
Altium Capital Management LLC's latest 13F, for Q2 2026 and filed Aug 12, 2026, lists 19 positions worth $47.5M. The largest are Royce Micro-Cap Tr Inc Com (RMT) at 8.6%, Asa Gold and Precious Mtls Lmt Shs (ASA) at 7.7%, Royce Small Cap Trust Inc Com (RVT) at 7.5%, Neuberger Next Generation (NBXG) at 7.1% and PIMCO Dynamic Income Strategy Fund (PDX) at 6.9%.
What did Altium Capital Management LLC buy last quarter?
In Q2 2026, Altium Capital Management LLC added Asa Gold and Precious Mtls Lmt Shs (ASA) (+34.8% shares), New Germany Fd Inc (GF) (+32.8% shares) and Highland Opps & Income Fd (HFRO) (+14.4% shares), compared with its Q1 2026 filing.
What did Altium Capital Management LLC sell last quarter?
In Q2 2026, Altium Capital Management LLC Alliancebernstein Natl Mun I (AFB) (-21.2% shares), compared with its Q1 2026 filing.
How has Altium Capital Management LLC's portfolio performed?
A portfolio copying Altium Capital Management LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +32.1% a year over the last 3 years, against +21.3% for the S&P 500. Over 1 year: +26.2% against +23.4%. Over 5 years: +28.9% a year against +13.5%.
When is Altium Capital Management LLC's next 13F filing due?
13F filings are due 45 days after each quarter ends. Altium Capital Management LLC's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.