Q3 2026 13F · SEC CIK 2089183

Align Financial, LLC

Wealth managerFiled 2026-10-16 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $209.9M
Reported positions: 653
Holdings vs S&P 500, 3 yrs: —
Assets under management: $433.7M

Align Financial, LLC is a wealth manager that reported 653 positions worth $209.9M in its Q3 2026 13F, filed 2026-10-16. Its largest holdings were Avantis U.S. Equity ETF (AVUS, 21.0%), Fidelity Covington Trust (FBCG, 8.6%), Avantis International Equity ETF (AVDE, 7.5%).

Align Financial, LLC holdings largest 50 of 653 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Align Financial, LLC 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
AVUSAvantis U.S. Equity ETF	21.0%	21.9%	344,215	+0.1%	$44.1M
FBCGFidelity Covington Trust	8.6%	8.6%	287,093	+3.2%	$18.1M
AVDEAvantis International Equity ETF	7.5%	7.8%	175,768	+0.4%	$15.8M
AVIGAmerican Centy ETF Tr	6.9%	7.5%	366,727	+1.0%	$14.4M
VTVVanguard Index Fds	6.0%	6.1%	57,813	+3.3%	$12.5M
AVEMAmerican Centy ETF Tr	4.3%	4.6%	95,191	-0.2%	$8.9M
VTIVanguard Index Fds	3.7%	3.6%	20,546	+108.9%	$7.7M
FBNDFidelity Merrimack Str Tr	2.8%	1.6%	134,736	+85.4%	$5.8M
AVGEAmerican Centy ETF Tr	2.5%	2.4%	52,449	+8.2%	$5.2M
VBVanguard Index Fds	2.4%	2.7%	17,715	-0.6%	$5.0M
GOOGAlphabet Inc	2.2%	0.3%	13,364	+751.2%	$4.6M
AAPLApple Inc	2.1%	2.0%	13,271	-3.2%	$4.4M
BNDVanguard Bd Index Fds	1.3%	1.5%	37,920	-5.7%	$2.7M
DFUSDimensional ETF Trust	1.2%	1.3%	31,015	+0.0%	$2.6M
AVMUAmerican Centy ETF Tr	1.1%	1.4%	55,028	-8.7%	$2.4M
NVDANvidia Corporation	1.1%	1.0%	10,125	-0.3%	$2.3M
VOOVanguard Index Fds	1.0%	1.1%	3,041	-2.8%	$2.1M
DFACDimensional US Core Equity 2 ETF	1.0%	—	45,580	—	$2.0M
VTEBVanguard Mun Bd Fds	0.9%	1.0%	38,746	+1.4%	$1.8M
VEAVanguard Ftse Developed Markets Index Fu	0.9%	0.9%	25,834	+0.9%	$1.8M
AMZNAmazon Com Inc	0.8%	0.9%	7,155	-1.8%	$1.8M
QQQInvesco Qqq Tr	0.7%	0.7%	1,906	-5.0%	$1.4M
IUSBIshares Tr	0.7%	1.7%	31,570	-56.9%	$1.4M
IVVIshares Tr	0.6%	0.6%	1,635	+0.0%	$1.3M
GOOGLAlphabet Inc	0.6%	0.6%	3,525	+3.5%	$1.2M
SPYState Str Spdr S&p 500 ETF T	0.6%	0.6%	1,542	-11.4%	$1.2M
VYMIVanguard Whitehall Fds	0.5%	0.6%	11,326	+0.0%	$1.1M
FIVAFidelity Covington Trust	0.5%	0.5%	27,970	-0.4%	$1.1M
IDHQInvesco Exch Traded Fd Tr II	0.5%	0.5%	24,443	-1.7%	$1.1M
VVisa Inc	0.5%	0.5%	2,890	+0.5%	$1.0M
VUGVanguard Index Fds	0.4%	0.5%	9,570	-10.4%	$862K
ITOTIshares Tr	0.4%	0.4%	4,880	+0.0%	$811K
METAMeta Platforms Inc	0.4%	0.3%	1,107	+0.6%	$803K
MSFTMicrosoft Corp	0.4%	0.3%	1,543	+4.5%	$791K
IWBIshares Tr	0.4%	—	1,780	—	$741K
BYLDIshares Tr	0.3%	—	33,217	—	$715K
SCHOSchwab Strategic Tr	0.3%	—	27,166	—	$648K
XOMExxonmobil Holdings Corp	0.3%	0.3%	3,938	+1.1%	$641K
VXFVanguard Index Fds	0.3%	0.3%	2,661	+2.0%	$616K
VWOVanguard Intl Equity Index F	0.3%	0.3%	9,971	+2.0%	$591K
SMMDIshares Tr	0.3%	0.2%	6,897	+56.3%	$590K
ONEQFidelity Comwlth Tr	0.3%	0.3%	5,342	+0.0%	$565K
IWXIshares Tr	0.3%	0.3%	5,104	-0.2%	$559K
PXFInvesco Exch Traded Fd Tr II	0.2%	0.2%	6,613	+0.0%	$504K
VBRVanguard Index Fds	0.2%	0.3%	2,173	-0.2%	$502K
IWFIshares Tr	0.2%	0.2%	3,984	+0.0%	$499K
JHMMJohn Hancock Exchange Traded	0.2%	0.2%	6,630	+32.4%	$474K
VTECVanguard Calif Tax Free Fds	0.2%	—	4,955	—	$467K
IVWIshares Tr	0.2%	0.2%	3,237	+0.0%	$460K
SCHBSchwab Strategic Tr	0.2%	0.2%	14,030	+0.0%	$411K

What Align Financial, LLC bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

GOOG Alphabet Inc+751.2% shares
VTI Vanguard Index Fds+108.9% shares
FBND Fidelity Merrimack Str Tr+85.4% shares
SMMD Ishares Tr+56.3% shares
JHMM John Hancock Exchange Traded+32.4% shares
AVGE American Centy ETF Tr+8.2% shares

Reduced

IUSB Ishares Tr-56.9% shares
SPY State Str Spdr S&p 500 ETF T-11.4% shares
VUG Vanguard Index Fds-10.4% shares
AVMU American Centy ETF Tr-8.7% shares
BND Vanguard Bd Index Fds-5.7% shares

Left the top 50

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: —
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$209.9M	653
Q2 2026	$201.5M	360
Q1 2026	$175.9M	373
Q4 2025	$172.4M	389

Questions about Align Financial, LLC's portfolio

What stocks does Align Financial, LLC own?

Align Financial, LLC's latest 13F, for Q3 2026 and filed Oct 16, 2026, lists 653 positions worth $209.9M. The largest are Avantis U.S. Equity ETF (AVUS) at 21.0%, Fidelity Covington Trust (FBCG) at 8.6%, Avantis International Equity ETF (AVDE) at 7.5%, American Centy ETF Tr (AVIG) at 6.9% and Vanguard Index Fds (VTV) at 6.0%.

What did Align Financial, LLC buy last quarter?

In Q3 2026, Align Financial, LLC added Alphabet Inc (GOOG) (+751.2% shares), Vanguard Index Fds (VTI) (+108.9% shares) and Fidelity Merrimack Str Tr (FBND) (+85.4% shares), compared with its Q2 2026 filing.

What did Align Financial, LLC sell last quarter?

In Q3 2026, Align Financial, LLC cut from its top 50 Dimensional ETF Trust (DFAC), cut from its top 50 Intel Corp (INTC), cut from its top 50 Eli Lilly & Co (LLY), cut from its top 50 Ishares Tr (IWD), cut from its top 50 Vanguard Index Fds (VBK), Ishares Tr (IUSB) (-56.9% shares), State Str Spdr S&p 500 ETF T (SPY) (-11.4% shares) and Vanguard Index Fds (VUG) (-10.4% shares), compared with its Q2 2026 filing.

When is Align Financial, LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Align Financial, LLC's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Align Financial, LLC manage?

Align Financial, LLC reported $433.7M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $209.9M.