HOUSE · NY-12 · 1993–2023
Carolyn B. Maloney portfolio
Carolyn B. Maloney represented NY in the House until 2023. Trades below come from filings made while in office. Carolyn B. Maloney has disclosed 176 trades (104 purchases, 31 sales); the latest was on Jun 8, 2022.
DDemocratParty
Former member of HouseRepresents NY
$4.1MEst. portfolio value
4 years agoLast trade
—1Y return, from filings
1M return—S&P 500 -0.3%
3M return—S&P 500 +1.7%
YTD return—S&P 500 +11.4%
1Y return—S&P 500 +11.8%
3Y return—S&P 500 +81.7%
Est. value $4.1M across 100 bonds, options, funds and private holdings, at reported cost
| Investment | Type | Est. holding value | Last transaction | Total bought | Trades |
|---|---|---|---|---|---|
| —P FIDELITY FUNDS - FIDELITY TREASURY ONLY | Government Security | $750K | Jan 9, 2020Purchase | $500K–1M1 purchase | 1 |
| —EXCHANGE OUT - NEW YORK NY FISCAL 2009 SUB SER A-1 G/O UNLTD B\E OID, COUPON 4.75%, DUE 08-15-25, CUSIP 64966G7J5 2000042386 NEW YORK NY FISCAL 20XXX PARTIAL CALL 64966G-7J-5 OID | Government Security | $175K | Aug 27, 2018Purchase | $100K–250K1 purchase | 1 |
| —NEW YORK NY FISCAL 2009 SUBSER A 1 G/O UNLTD B/E OID | Other | $108K | Nov 28, 2017Purchase | $65K–150K2 purchases | 2 |
| —NEW YORK NY CITY MUN WTR FIN AUTH WTR&SWR SYS REV SER DD B/E OID | Other | $106K | Oct 18, 2017Purchase | $46K–165K4 purchases | 4 |
| —HARRISON NY PUB IMPT BDS 2018 g/O lTD B/E | Government Security | $75K | Nov 6, 2018Purchase | $50K–100K1 purchase | 1 |
| —NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV UNREF DD B/E OID | Government Security | $75K | Mar 27, 2018Purchase | $50K–100K1 purchase | 1 |
| —NEW YORK NY CITY TRANSN FIN AUTH BLDG AID REV FISCAL 20 08-S-1B/E OID | Other | $75K | Aug 1, 2017Purchase | $50K–100K1 purchase | 1 |
| —NEW YORK NY SUBSER I-1 G/O UNLTD B/E | Other | $75K | Jul 10, 2017Purchase | $50K–100K1 purchase | 1 |
| —NEW YORK, N.Y. CITY MUN FIN AUTHWTR k& SWR SYS REV SER A | Other | $75K | Mar 31, 2017Purchase | $50K–100K1 purchase | 1 |
| —B/E | Other | $75K | Dec 9, 2016Purchase | $50K–100K1 purchase | 1 |
| —NEW YORK sTaTE ENVIRONMENTal FaCs sT ClEaN WaTER & DRINK INgsER B BOND | Government Security | $75K | Apr 20, 2016Purchase | $50K–100K1 purchase | 1 |
| —ORANGETOWN NY PUB IMPT BDS 2022 G/O LTD TAX B/E | Government Security | $33K | Jun 8, 2022Purchase | $15K–50K1 purchase | 1 |
| —NEW YORK NY CITY MUN FIN ATH W&S SYS REV 2ND GEN RESLUTN FISCAL 13 DD OID | Government Security | $33K | Feb 16, 2022Purchase | $15K–50K1 purchase | 1 |
| —NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS 2ND GEN RSLTN EE REV B/E | Government Security | $33K | Jan 5, 2022Purchase | $15K–50K1 purchase | 1 |
| —P ITHACA CITY NY PUB IMP T G/OLTD B/E OID | Government Security | $33K | Nov 8, 2021Purchase | $15K–50K1 purchase | 1 |
| —PORT AUTH NY & NJ RFDG AMT CONS ONE HUNDRED NINETY SEVENTH SER REV | Government Security | $33K | Sep 30, 2021Purchase | $15K–50K1 purchase | 1 |
| —CUSIP 64972GJZ8 NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS SCD GEN RSlTN SUBSER CC1 REV | Government Security | $33K | Sep 29, 2021Purchase | $15K–50K1 purchase | 1 |
| —FIN AUTH WTR & SWR RFDG FISl 2016 SER A B/E | Government Security | $33K | Sep 21, 2021Purchase | $15K–50K1 purchase | 1 |
| —NEW YORK ST DORM AUTH SALES TAX REV ST SUPPORTED SER A B/E | Government Security | $33K | Oct 15, 2019Purchase | $15K–50K1 purchase | 1 |
| —NORTH HEMPSTEAD NY PUB IMPT BDS 2019 B G/O LTD B/E | Government Security | $33K | Oct 4, 2019Purchase | $15K–50K1 purchase | 1 |
| —P BRONXVILLE NY UN FREE SCH DIST BDS 2019 G/O UNLTD B/E | Government Security | $33K | Sep 19, 2019Purchase | $15K–50K1 purchase | 1 |
| —EAST QUOGUE NY UN FREE S/D SUFFOLK CNTY G/O LTD B/E ST AID WITHHLDG | Government Security | $33K | Jun 13, 2019Purchase | $15K–50K1 purchase | 1 |
| —SARATOGA SPRINGS NY PUB IMPT SERIAL BDS 2019 G/O LTD B/E B/Q | Government Security | $33K | Jun 6, 2019Purchase | $15K–50K1 purchase | 1 |
| —NEW YORK ST DORM AUTH ST PERS INCOME TAX REV FOR SER C GRP C PRIOR TO | Government Security | $33K | Apr 25, 2019Purchase | $15K–50K1 purchase | 1 |
| —NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT 12 SEE 649906TD | Government Security | $33K | Jan 14, 2019Purchase | $15K–50K1 purchase | 1 |
| —PORT AUTH NY & NJ CONS ONE HUNDRED EIGHTY FOURTH DB B\E | Government Security | $33K | Jan 7, 2019Purchase | $15K–50K1 purchase | 1 |
| —NEW YORK ST DORM AUTH SAlES TAX REV ST SUPPORTED SER A B\E | Government Security | $33K | Jan 2, 2019Purchase | $15K–50K1 purchase | 1 |
| —P SUFFOLK CNTY NY WTR AUTH WTRWKS REV SER A B/E | Government Security | $33K | Dec 10, 2018Purchase | $15K–50K1 purchase | 1 |
| —NEW YORK ST DORM AUTH SAlES TAX REV ST SUPPORTED SER B gRP A | Government Security | $33K | Nov 27, 2018Purchase | $15K–50K1 purchase | 1 |
| —BDS 2018 g/O lTD B/E BAM | Government Security | $33K | Nov 15, 2018Purchase | $15K–50K1 purchase | 1 |
| —CORTlAND NY PUB IMPT BDS 2018 g/O lTD B/E B/Q MAC | Government Security | $33K | Nov 13, 2018Purchase | $15K–50K1 purchase | 1 |
| —BABYlON NY VARIOUS PURPOSES SER BDS 2018 g/O lTD B/E | Government Security | $33K | Nov 2, 2018Purchase | $15K–50K1 purchase | 1 |
| —SCARSDALE NY PUB IMPT BDS 2018 G/O LTD B/E OID | Government Security | $33K | Oct 17, 2018Purchase | $15K–50K1 purchase | 1 |
| —NEW YORK ST DORM AUTH ST PERS INCOME TAX REV FOR REF GEN PURP SER A B/E | Government Security | $33K | Oct 3, 2018Purchase | $15K–50K1 purchase | 1 |
| —P WHITE PLAINS NY PUB IMPT BDS 2018 G/O LTD B/E | Government Security | $33K | Sep 11, 2018Purchase | $15K–50K1 purchase | 1 |
| —NEW YORK NY CITY MUN WTR FIN ATH WTR SWR SYS SEC gEN RESOl SER FF REV B\E | Government Security | $33K | Aug 29, 2018Purchase | $15K–50K1 purchase | 1 |
| —NEW YORK NY CITY TRANSITIONAl FIN AUTH REV SUBSER B-1 | Government Security | $33K | Aug 23, 2018Purchase | $15K–50K1 purchase | 1 |
| —CITY NY PUB IMPT BDS 2018 A g/O lTD, B/E, COUPON 3.00%, DUE 08-01-33, CUSIP 365154RH8 gARDEN CITY NY PUB IMPT BDS 2018 SER A g/O lTD B/E OID | Government Security | $33K | Aug 8, 2018Purchase | $15K–50K1 purchase | 1 |
| —P gARDEN CITY NY PUB IMPT BDS 2018 A g/O lTD B/E | Government Security | $33K | Aug 8, 2018Purchase | $15K–50K1 purchase | 1 |
| —NEW YORK ST DORM AUTH ST PERS INCOME TAX REV SER A B/E | Government Security | $33K | Aug 6, 2018Purchase | $15K–50K1 purchase | 1 |
| —P TRIBOROUGH BRDG & TUNL AUTH NY REVS GEN SER C B/E | Government Security | $33K | Apr 24, 2018Purchase | $15K–50K1 purchase | 1 |
| —EXCHANGE IN - NEW YORK NY BDS 09 SUBSR J1 G/O UNLTD PREREFUNDED B/E, COUPON 5.00%. DUE 05-15-2029, CUSIP 64966MVL0 2000037971 NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR | Other | $33K | Mar 27, 2018Purchase | $15K–50K1 purchase | 1 |
| —NEW YORK NY FISCAL SER B SUB B-1 G/O UNLTD B/E | Other | $33K | Jan 24, 2018Exchange | $15K–50K1 purchase | 2 |
| —NEW YORK NY BDS 09 SUBSR J1 G/O UNLTD PREREFUNDED B/E | Government Security | $33K | Jan 24, 2018Purchase | $15K–50K1 purchase | 1 |
| —SUFFOLK CNTY NY WTR AUTH WTRWKS REV RFDG B\E | Other | $33K | Dec 19, 2017Purchase | $15K–50K1 purchase | 1 |
| —NEW YORK ST DORM AUTH ST PERS INCOME TAX REV RFDG GEN PURP SER A B/E | Other | $33K | Nov 29, 2017Purchase | $15K–50K1 purchase | 1 |
| —P BRIARCLIFF MANOR NY RFDG PUB IMPT SER A G/O UNLTD B/E | Other | $33K | Nov 22, 2017Purchase | $15K–50K1 purchase | 1 |
| —NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT RFDG NY UNIV SER A | Other | $33K | Nov 21, 2017Purchase | $15K–50K1 purchase | 1 |
| —CUSIP 73358WAP9 RIVERHEAD NY PUB IMPT G/O ULTD B/E | Other | $33K | Oct 26, 2017Purchase | $15K–50K1 purchase | 1 |
| —PORT AUTH NY & NJ CON ONE HUNDRED SIXTIETH REV B/E | Other | $33K | Oct 26, 2017Purchase | $15K–50K1 purchase | 1 |
| —NY REVS UNREFUNDED GEN SER C B/E | Other | $33K | Oct 10, 2017Purchase | $15K–50K1 purchase | 1 |
| —P NEW ROCHELLE NY PUB IMPT G/O LTD B/E | Other | $33K | Sep 27, 2017Purchase | $15K–50K1 purchase | 1 |
| —MLTI FAMILY HSG REV SER J B/E | Other | $33K | Sep 8, 2017Purchase | $15K–50K1 purchase | 1 |
| —NY DORM AUTH REVS NON ST SPPRTD DEBT 2009 RFDG ROCKEFELLER UNI SR A B/E | Other | $33K | Sep 7, 2017Purchase | $15K–50K1 purchase | 1 |
| —NEW YORK NY SUBSER A-1 G/O UNLTD OIK B/E | Other | $33K | Aug 25, 2017Purchase | $15K–50K1 purchase | 1 |
| —ROCKLAND CNTY NY RFDG G/O B/E | Other | $33K | Aug 22, 2017Purchase | $15K–50K1 purchase | 1 |
| —NY REVS SUB-SER D B/E OID | Other | $33K | Aug 18, 2017Purchase | $15K–50K1 purchase | 1 |
| —NEW YORK NY CITY TRNSTNL FIN AUTH BLDG AID REV FISCAL 20 09SER S-4 OID | Other | $33K | Jun 9, 2017Purchase | $15K–50K1 purchase | 1 |
| —NEW YORK NY FISCAL 2009-SER F1 G/O UNTLD B/E OID | Other | $33K | Jun 8, 2017Purchase | $15K–50K1 purchase | 1 |
| —WTR/SWR REV 2ND GEN RSLTN SR CC B/E OID | Other | $33K | Apr 17, 2017Purchase | $15K–50K1 purchase | 1 |
| —P CHEMLING CNTY NY PUB IMPT G/O B/E | Other | $33K | Apr 3, 2017Purchase | $15K–50K1 purchase | 1 |
| —NEW YORK, N.Y. CITY MUNI WTR FINAUTH REV 2ND GEN RSLTN SR FF2 | Other | $33K | Mar 27, 2017Purchase | $15K–50K1 purchase | 1 |
| —PLEASANTGVILLE, N.Y. PUB IMPT G/O B/E OID | Other | $33K | Mar 15, 2017Purchase | $15K–50K1 purchase | 1 |
| —NEW YORK, N.Y. SER G G/O UNLTD B/E OID | Other | $33K | Mar 10, 2017Purchase | $15K–50K1 purchase | 1 |
| —P NEW YORK NY SUBSER J1 G/O UNLTD B/E | Other | $33K | Feb 24, 2017Purchase | $15K–50K1 purchase | 1 |
| —P TRIBOROUGH BRDG & TUNNEL AUTH NY REVS GEN SER C | Other | $33K | Jan 9, 2017Purchase | $15K–50K1 purchase | 1 |
| —SER C G/O UNlTD B/E | Other | $33K | Dec 13, 2016Purchase | $15K–50K1 purchase | 1 |
| —PORT AUTH NY & NJ CONS ONE HUNDRED NINETIETH SER REV B/E | Other | $33K | Dec 7, 2016Purchase | $15K–50K1 purchase | 1 |
| —P COlUMBIA CNTY NY PUB IMPT SER B G/O lTD B/E | Other | $33K | Dec 1, 2016Purchase | $15K–50K1 purchase | 1 |
| —NEW YORK CITY TRANSPORTATION FIN AUTH REVS FUTURE TAX 2ND SUBSER A1, 4.50%, DUE 05-01-2029 | Other | $33K | Nov 3, 2016Purchase | $15K–50K1 purchase | 1 |
| —P METRO TRANS AUTH NY DEDICATED TAX FD RFDG SER A REV B/E | Other | $33K | Oct 24, 2016Purchase | $15K–50K1 purchase | 1 |
| —NY NY CITY TRANSITIOINAL FINAUTH BLDG AID RV SR SER S-2 FGIC- MBIA | Other | $33K | Jul 22, 2016Purchase | $15K–50K1 purchase | 1 |
| —METROPOLITAN TRANSIT AUTHORITY NY REV TRANS SER A REG CIFG-TCRS | Other | $33K | Jul 21, 2016Purchase | $15K–50K1 purchase | 1 |
| —P METROPOLITAN TRANSN AUTH NY REV TRANSN SER A | Other | $33K | Jun 29, 2016Purchase | $15K–50K1 purchase | 1 |
| —TRIBOROUGH BRDG & TUNNEL AUTH NY REVS GEN SER A | Other | $33K | May 6, 2016Purchase | $15K–50K1 purchase | 1 |
| —AUTH REVS. UNREFUNDED BALANCE GEN SER A | Other | $33K | May 2, 2016Purchase | $15K–50K1 purchase | 1 |
| —METRO TRaNs auTH N.Y. REV uNFuNDED Bal sER B | Other | $33K | Apr 26, 2016Purchase | $15K–50K1 purchase | 1 |
| —METRO TRaNs auTH N.Y. REV. sER a | Other | $33K | Apr 11, 2016Purchase | $15K–50K1 purchase | 1 |
| —METRO TRaNs auTH N.Y. REV sER B | Other | $33K | Apr 5, 2016Purchase | $15K–50K1 purchase | 1 |
| —P METRO TRaNs auTH N.Y. DED T aXFuND uNFuNDED Bal sER a | Other | $33K | Mar 24, 2016Purchase | $15K–50K1 purchase | 1 |
| —NEW YORK, N.Y. sER C g/O OID BOND | Corporate Bond | $33K | Mar 18, 2016Purchase | $15K–50K1 purchase | 1 |
| —NEW YORK sT DORM auTH RVs NON sTaTE suPPORTED DEBT MEM slOaN OID BOND | Government Security | $33K | Mar 17, 2016Purchase | $15K–50K1 purchase | 1 |
| —NEW YORK sT. TWY auTH gEN REV RFDg BOND | Corporate Bond | $33K | Mar 2, 2016Purchase | $15K–50K1 purchase | 1 |
| —PORT AUTH NY & NJ CONS ONE HUNDRED SEVENTY NINTH REV B/E | Government Security | $8K | Nov 29, 2018Purchase | $1K–15K1 purchase | 1 |
| —EXCHANGE IN - NEW YORK NY BDS 09 SUBSR B1 G/O UNLTD PREREFUNDED B/E, COUPON 5.25%. DUE 09-01-2024, CUSIP 64966MUN7 2000036173 NEW YORK NY BDS 09 SUBSR B1 G/O UNLTD UNREFUNDED BAL B/E | Government Security | $8K | Jan 24, 2018Purchase | $1K–15K1 purchase | 1 |
| —EAST QUOGUE NY UN FREE S/D SUFFOLK CNTY G/O LTD B/E ST AID WITHHLDG, COUPON 3.00%, DUE 06-15-2035, CUSIP 274667CX0 2000036174 NEW YORK NY BDS 09 SUBSR B1 G/O UNLTD PREREFUNDED B/E | Government Security | $8K | Jan 24, 2018Purchase | $1K–15K1 purchase | 1 |
| —EXCHANGE OUT - NEW YORK NY FISCAL SER B SUB B-1 G/O UNLTD B\E, COUPON 5.250%, DUE 09-01-2024, CUSIP 64966HBC3 2000036171 NEW YORK NY PREREFUNDED FISCAL 2009 SUBSER F-1 G/O UNLTD OID | Government Security | $8K | Jan 18, 2018Purchase | $1K–15K1 purchase | 1 |
| —P NEW YORK ST. DORM AUTH ST PERS INCOME TAX REV SER G-B/E | Other | $8K | Dec 4, 2017Purchase | $1K–15K1 purchase | 1 |
| —NEW YORK, NY UNREFUNDED BALANCE SUBSR D-1, G/O UNLTD B/E | Other | $8K | Aug 15, 2017Purchase | $1K–15K1 purchase | 1 |
| —P METRO TRaNSN aUTH NY REV TRaNSN SER D aGM CR CUS OID | Other | $8K | Jul 28, 2017Purchase | $1K–15K1 purchase | 1 |
| —NEW YORK ST ENVIRONMENTAL FCS CRP ST CLEAN WTR & DRNKI NG RVREV A OID | Other | $8K | May 22, 2017Purchase | $1K–15K1 purchase | 1 |
| —SUPPRTD DEBT PRFD 16 | Other | $8K | Dec 1, 2016Purchase | $1K–15K1 purchase | 1 |
| —P METROPOLITAN TRANS AUTH NY REV UNREFUNDED SER B B/E AGM | Other | $8K | Sep 26, 2016Purchase | $1K–15K1 purchase | 1 |
| —P METROPOLITAN TRANS AUTH NY REV SER C | Other | $8K | Aug 19, 2016Purchase | $1K–15K1 purchase | 1 |
| —TRBOROUGH BRDG & TUNL AUTHORITY NY REV GEN SER C B/E | Other | $8K | Jul 25, 2016Purchase | $1K–15K1 purchase | 1 |
| —NEW YORK NY CITY MUN WATER FIN AUTH WTR & SWR SYS UNREF BAL SER A REV OID | Other | $8K | Jul 22, 2016Purchase | $1K–15K1 purchase | 1 |
| —REV TRANSN SER A | Other | $8K | May 20, 2016Purchase | $1K–15K1 purchase | 1 |
| —P METROPOLILTAN TRANSIT AUTH NYREV TRANSN SER A | Other | $8K | May 11, 2016Purchase | $1K–15K1 purchase | 1 |
| —METRO TRaNs auTH N.Y. sER B REV BOND | Corporate Bond | $8K | Mar 10, 2016Purchase | $1K–15K1 purchase | 1 |
| —BOND EXCHaNgEs NEW YORK, N.Y. g/O uNlIMITED B/E agM BOND | Corporate Bond | $8K | Feb 26, 2016Exchange | $1K–15K1 purchase | 2 |
Trades from House and Senate periodic transaction reports filed Jan 1, 2012 to Oct 30, 2026. Holdings are estimated from range midpoints: purchases add, partial sales subtract and full sales close the position, marked to the latest close where prices exist; matured bonds, expired options and delisted stocks drop out. They are not reported balances. Returns are time-weighted returns of the estimated stock and ETF holdings, with each trade taking effect at the close on its filing date (the member's own trade-date result is shown beneath): each window is split at the member's trade dates and the holdings' performance over each stretch, from daily closes, is chained, so the timing and size of purchases and sales do not dilute or inflate the result. Party, district and committee seats come from the congress-legislators dataset.